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S.D.N.Y.Procedural orderFiled Aug. 27, 2024

GateGuard, Inc. v. Amazon.com Inc.

Judge
John Koeltl
Docket
1:21-cv-09321
Court
U.S. District Court · Southern District of New York
Pages
5
DiscoveryCivil Procedure
In one sentence

GateGuard v. Amazon.com: Judge Koeltl overruled GateGuard’s objection and upheld waiver of attorney-client privilege after a late privilege log.

Who this affects

GateGuard was affected by the ruling that it waived attorney-client privilege for documents covered by the March 5 order. Amazon opposed GateGuard’s objection and sought the privilege log.

What happened

In GateGuard, Inc. v. Amazon.com Inc., GateGuard objected to a magistrate judge’s refusal to reconsider a ruling that GateGuard waived attorney-client privilege over documents produced in November and December 2023. Attorney-client privilege generally protects confidential communications between a lawyer and client.

GateGuard had agreed to provide Amazon with a privilege log by March 1, 2024, after Amazon requested one before discovery closed. GateGuard missed that deadline, and the magistrate judge ruled that the privilege was waived. GateGuard argued that waiver required bad faith and that the judge should have considered lesser penalties.

Judge Koeltl overruled the objection, finding that the magistrate judge’s decision was not clearly mistaken or contrary to law. The request to pause the ruling was moot, and the clerk was directed to close the objection.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
GateGuard, Inc. v. Amazon.com Inc. · No. 1:21-cv-09321
Judge
John Koeltl
Date
Aug. 27, 2024

Background

GateGuard objected to Magistrate Judge Figueredo’s July 16, 2024 order, which denied GateGuard’s request to reconsider an earlier March 5, 2024 discovery order. The March 5 order held that GateGuard waived attorney-client privilege for documents in its November and December 2023 productions because GateGuard failed to provide a timely privilege log. A privilege log identifies documents being withheld or claimed as privileged and generally describes the basis for the claim without revealing the protected information.

Amazon had requested the privilege log before discovery closed on February 29, 2024. At a February 28 conference, GateGuard agreed to produce the log by March 1, 2024, but did not meet that deadline. Amazon informed Magistrate Judge Figueredo of the missed deadline on March 4, and the judge issued the March 5 order finding waiver. GateGuard then sought reconsideration, but that request was denied on July 16.

Issue and Arguments

Because the dispute involved a non-dispositive discovery ruling, the district court could reject the magistrate judge’s order only if it was clearly erroneous or contrary to law. That standard requires a definite and firm conviction that a mistake occurred or a failure to apply or correctly apply relevant law. The standard was even more demanding because GateGuard challenged the denial of reconsideration.

GateGuard argued that the privilege could not be waived without bad faith and that the magistrate judge should have considered sanctions less severe than waiver. The court considered those arguments and the parties’ other arguments.

Ruling

Judge Koeltl held that the magistrate judge’s decision was not clearly erroneous or contrary to law. The court explained that failing to provide a timely privilege log may result in waiver and that the cited decisions did not make bad faith a prerequisite to waiver. The court also held that the magistrate judge was not required to consider sanctions short of privilege waiver.

The court therefore overruled GateGuard’s objection to the order declining to reconsider the March 5 order. Because the objection was overruled, GateGuard’s request for a stay pending the decision was moot. The clerk was directed to close ECF No. 216.

The authoritative version

Read the full 5-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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