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N.D. Cal.Procedural orderFiled Apr. 15, 2025

IN RE CIM-SQ TRANSFER CASES

Judge
Edward Davila
Docket
5:20-cv-06326
Court
U.S. District Court · Northern District of California
Pages
8
Civil RightsSection 1983Pro Se
In one sentence

In re CIM-SQ Transfer Cases: Judge Davila dismissed three entities, allowed other claims to proceed, and ordered service after screening a prisoner’s complaint.

Who this affects

The pro se California prisoner may proceed on Eighth Amendment, California Bane Act, and negligent-infliction-of-emotional-distress claims against the listed individual defendants. The State of California, the California Department of Corrections and Rehabilitation, and San Quentin State Prison were dismissed, and the case remains stayed except for service.

What happened

In In re CIM-SQ Transfer Cases, a California prisoner representing himself alleged that officials exposed him to COVID-19 by transferring prisoners to San Quentin State Prison and failing to take adequate safety measures.

The court found that the complaint stated claims under the Eighth Amendment, California’s Bane Act, and state law for negligent infliction of emotional distress against several individual defendants. It dismissed the State of California, the California Department of Corrections and Rehabilitation, San Quentin State Prison, and the Rehabilitation Act claim based on the complaint’s failure to describe the prisoner’s own disabilities.

Judge Edward J. Davila ordered service of the complaint on the listed individual defendants and allowed the prisoner 28 days to amend the Rehabilitation Act claim. The case remains stayed for purposes other than service.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
IN RE CIM-SQ TRANSFER CASES · No. 5:20-cv-06326
Judge
Edward Davila
Date
Apr. 15, 2025

Background

The plaintiff, a California prisoner proceeding without a lawyer, filed a civil-rights action in state court. He alleged that defendants transferred more than 100 prisoners, some infected with COVID-19, from the California Institution for Men to San Quentin State Prison in May 2020. He alleged that defendants failed to test or screen prisoners appropriately, maintain distancing on transfer buses, test and isolate prisoners after arrival, provide sufficient masks and personal protective equipment, follow public-health recommendations, and accept offers of free testing.

The plaintiff alleged that San Quentin went from having no COVID-19 cases to 499 cases within three weeks, later had more than 2,000 prisoner cases, and had 26 prisoner deaths by late July. He also alleged that he tested positive for COVID-19 on June 29, 2020.

The case was consolidated with other cases concerning the 2020 prisoner transfer. The individual case docket was closed, and the case was stayed for all purposes other than service.

Screening Standard

Because the plaintiff is a prisoner seeking relief from governmental defendants, the court screened the complaint under 28 U.S.C. § 1915A. The court was required to identify claims that could proceed or dismiss claims that were frivolous, malicious, inadequately pleaded, or sought money from an immune defendant. The court also explained that a claim under 42 U.S.C. § 1983 requires an alleged violation of a federal right by a person acting under state law.

Claims Allowed to Proceed

The court concluded that the allegations stated a cognizable Eighth Amendment claim against Ralph Diaz, the Estate of Robert S. Tharratt, Ronald Davis, Ronald Broomfield, Clarence Cryer, Alison Pachynski, Shannon Garrigan, Louie Escobell, Muhammad Farooq, and Kirk Torres. The claim alleged deliberate indifference to the plaintiff’s health and safety needs, meaning that officials knew of a substantial risk of serious harm and failed to take reasonable steps to address it.

The court also concluded that the plaintiff stated a claim under California Civil Code section 52.1, known as the Bane Act. The court found that the allegations, liberally construed, supported an inference that defendants acted with reckless disregard for the plaintiff’s constitutional rights.

The court further concluded that the plaintiff stated a state-law claim for negligent infliction of emotional distress. Although California law does not recognize that claim as an independent tort, the court explained that it may be available when a defendant breaches another legal duty owed to the plaintiff and that breach proximately causes emotional distress. The court found that the plaintiff alleged defendants breached their duty to him as a prisoner by exposing him to COVID-19.

Dismissed Claims and Defendants

The complaint attached or incorporated a complaint filed by another prisoner, James Smith. The court would not treat allegations about Smith’s asthma, post-traumatic stress disorder, age, or race as allegations about this plaintiff. Because the plaintiff did not provide information about his own disabilities, the court held that he had not stated a Rehabilitation Act claim against the State of California, the California Department of Corrections and Rehabilitation, or San Quentin State Prison.

The court dismissed the State of California, the California Department of Corrections and Rehabilitation, and San Quentin State Prison. It allowed the plaintiff 28 days to file an amended complaint describing his own disabilities if he wished to pursue a Rehabilitation Act claim.

Order

The court ordered service under the California Department of Corrections and Rehabilitation’s electronic-service program for prisoner civil-rights cases. The order directed the clerk to serve the operative complaint, the order, a service-waiver form, and a summons on the department for processing. The case will remain stayed for all purposes other than service.

Judge Edward J. Davila also directed the plaintiff to follow filing, service, address-update, and case-management requirements, and warned that failure to prosecute could result in dismissal under Federal Rule of Civil Procedure 41(b).

The authoritative version

Read the full 8-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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