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S.D.N.Y.Procedural orderFiled May 16, 2025

Sumlin v. Hawksmoor Restaurant Group, Inc.

Judge
Valerie Caproni
Docket
1:24-cv-09994
Court
U.S. District Court · Southern District of New York
Pages
2
Civil ProcedureClass Action
In one sentence

In Sumlin v. Hawksmoor Restaurant Group, Judge Caproni dismissed the case with prejudice after an agreement in principle, without binding absent putative class members.

Who this affects

Dennis Sumlin and Hawksmoor Restaurant Group, Inc.; any settlement or dismissal did not bind absent putative class members.

What happened

In Sumlin v. Hawksmoor Restaurant Group, Inc., the parties told the court they had reached an agreement in principle resolving all issues. The court canceled scheduled conferences and other deadlines.

The court dismissed the case with prejudice and without costs, including attorneys’ fees, to either party. It directed the Clerk to terminate open motions and close the case. The court also removed the class-action language from the caption and stated that the dismissal and any settlement applied only to Dennis Sumlin and Hawksmoor Restaurant Group, Inc., not to absent putative class members.

Judge Valerie Caproni said the parties could ask to reopen the case within 30 days by showing good cause. If they wanted the court to keep authority to enforce their settlement, they also had to submit the settlement agreement and request that authority within the same 30-day period.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Sumlin v. Hawksmoor Restaurant Group, Inc. · No. 1:24-cv-09994
Judge
Valerie Caproni
Date
May 16, 2025

Background

Dennis Sumlin brought the case against Hawksmoor Restaurant Group, Inc., on behalf of himself and others similarly situated. On May 15, 2025, the parties notified the court that they had reached an agreement in principle resolving all issues.

Court’s Order

The court canceled all previously scheduled conferences and other deadlines. It dismissed the case with prejudice and without costs, including attorneys’ fees, to either party. The Clerk of Court was directed to terminate all open motions and close the case.

The parties were permitted to apply to reopen the case within 30 days. Any such application had to show good cause for keeping the case open in light of the parties’ settlement. A request filed after 30 days, or without a showing of good cause, could be denied on that basis alone.

The court also addressed possible enforcement of the settlement. If the parties wanted the court to retain jurisdiction—that is, continuing authority—to enforce their settlement agreement, they had to submit the agreement under Rule 7.A of the court’s Individual Practices and request an order expressly retaining that authority within the same 30-day period.

Putative Class

The court ordered the Clerk to delete the language “individually and on behalf of all others similarly situated” from the caption. Because the parties had not notified the court that they intended to comply with Federal Rule of Civil Procedure 23(e), the dismissal and any settlement were operative only between Sumlin and Hawksmoor. They did not bind absent putative class members.

Disposition

Judge Valerie Caproni dismissed the case with prejudice and without costs to either party, directed that the case be closed, and limited the effect of the dismissal and any settlement to the individual plaintiff and defendant.

The authoritative version

Read the full 2-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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