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N.D. Cal.Procedural orderFiled Feb. 23, 2023

Smith v. Lopez

Judge
Beth Freeman
Docket
5:22-cv-02779
Court
U.S. District Court · Northern District of California
Pages
6
Civil RightsSection 1983First AmendmentPro Se
In one sentence

In Smith v. Lopez, Judge Freeman allowed First Amendment claims about legal mail and retaliation to proceed, denied counsel, and ordered service and later motions.

Who this affects

Jason Smith and the twelve listed correctional-facility investigative officers, including Jesus Lopez and C. Mell. The order also directs the California Department of Corrections and Rehabilitation, the California Attorney General’s Office, and the United States Marshals Service to carry out service-related tasks.

What happened

In Jason Smith v. Jesus Lopez, et al., Smith, a state prisoner, alleged that prison investigative officers opened his attorney-client mail outside his presence and retaliated after he complained about a prison raid and filed a grievance. The court found that these allegations were sufficient to state First Amendment claims.

The court ordered service of the amended complaint on the listed investigative officers and directed the defendants to file a summary-judgment motion or another motion that could resolve the claims within 91 days. It also set deadlines for Smith's response and the defendants' reply and allowed discovery under the federal rules.

Judge Beth Labson Freeman denied Smith's request for appointment of counsel because he had not shown exceptional circumstances. The order did not decide whether Smith ultimately would prevail on his claims.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Smith v. Lopez · No. 5:22-cv-02779
Judge
Beth Freeman
Date
Feb. 23, 2023

Background

Jason Smith, identified as a state prisoner, filed a civil-rights complaint under 42 U.S.C. § 1983 against officers of the Investigative Services Unit at the Correctional Training Facility, where he was confined. The court had dismissed his original complaint with permission to amend. Smith then filed an amended complaint and requested appointment of counsel.

Smith alleged that an “institutional racial raid” occurred on July 20, 2020. He said he sent letters seeking an inquiry or assistance for prisoners affected by the raid, including a letter to the Office of Internal Affairs and another to a law firm. After receiving a response from Warden Craig Koenig, Smith filed an inmate grievance alleging constitutional violations.

Smith further alleged that attorney Benjamin Pavone sent him legal mail marked “Legal Mail – Attorney/Client Privilege.” The prison mailroom marked the letter “opened in error” with the notation “ISU Staff.” Smith claimed that Officer C. Mell purposefully opened the mail and that the other named defendants were present, failed to intervene, or both. He sought declaratory and injunctive relief and damages.

Screening and Claims

Because Smith sought relief from government officers as a prisoner, the court conducted the required preliminary screening under 28 U.S.C. § 1915A. The court explained that a claim under § 1983 requires allegations that a federally protected right was violated by a person acting under state authority.

The court liberally construed Smith’s allegations and found sufficient claims under the First Amendment for unauthorized inspection of legal mail outside his presence and for retaliation. The order therefore directed that the amended complaint be served on twelve listed defendants: Lt. J. Lopez; Sgt. H. Vera; Sgt. J. Peffley; Officer Z. Brown; Officer S. Mora; Officer C. Bravo; Officer H. Madsen; Officer B. Barron; Officer H. Orozco; Officer V. Garcia; Officer C. Vergara; and Officer C. Mell.

Appointment of Counsel

Smith requested appointed counsel, stating that he was a layperson and unskilled at law. The court explained that there is generally no constitutional right to appointed counsel in a civil case and that appointment under 28 U.S.C. § 1915 is reserved for exceptional circumstances. The court concluded that Smith had not shown exceptional circumstances and denied the request for appointment of counsel.

Case Schedule and Disposition

The court ordered the defendants to file a motion for summary judgment or another dispositive motion—a motion that could resolve the claims—within 91 days after the order was filed. It set deadlines for Smith’s opposition and the defendants’ reply, advised the parties about summary-judgment procedures, and authorized discovery under the Federal Rules of Civil Procedure.

The order was an order of service and case management, not a final decision on whether Smith’s First Amendment claims would succeed. The court directed the clerk to begin service procedures and denied Smith’s request for appointment of counsel.

The authoritative version

Read the full 6-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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