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N.D. Cal.Procedural orderFiled June 5, 2023

Broadcom Corporation v. Netflix, Inc.

Judge
James Donato
Docket
3:20-cv-04677
Court
U.S. District Court · Northern District of California
Pages
5
Civil ProcedureDiscovery
In one sentence

In Broadcom v. Netflix, Judge Donato denied most sealing requests but granted others in whole or in part under public-access standards.

Who this affects

Broadcom Corporation and the other plaintiffs, Netflix Inc., and non-party Oracle were affected by the court's decisions about which filings and redactions could remain sealed. The parties also had to file unredacted versions of materials the court declined to seal within seven days.

What happened

In Broadcom Corporation v. Netflix Inc., the court reviewed several requests to keep court filings and portions of filings from public view. The requests mostly concerned information that Broadcom had identified as confidential, including patent-related procedures, patent-management analyses, and Oracle source code.

The court said that requests involving non-final motions require a specific showing of good cause, while requests involving final motions require specific facts showing a compelling reason for secrecy. It denied most requests because the explanations were conclusory, did not adequately describe possible competitive harm, or had not been properly requested. It granted two requests and granted in part three others, allowing narrower redactions concerning patent-management analyses and Oracle source code.

Judge Donato ordered the parties to file unredacted versions of the documents or portions that the court declined to seal within seven days. The order did not decide the underlying patent dispute.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Broadcom Corporation v. Netflix, Inc. · No. 3:20-cv-04677
Judge
James Donato
Date
June 5, 2023

Background

The court addressed another group of motions asking to seal documents or portions of documents. The requests were filed at Docket Nos. 302, 318, 331, 346, 364, 373, 378, and 401. The requests primarily concerned information that plaintiffs had identified as confidential.

Legal standards

For records connected to non-dispositive motions—motions that do not resolve the case or a claim—the court required a particularized showing of good cause. For records connected to dispositive motions—motions that may resolve the case or a claim—the court required specific facts establishing a compelling reason to seal them. The court emphasized that general statements about possible competitive or commercial harm were insufficient. It also stated that a confidentiality designation under a protective order, by itself, did not justify sealing court records.

Rulings

The court's specific rulings appeared in an attached chart:

- The court denied the sealing request for highlighted portions of Netflix's motion for leave to amend its answer to the third amended complaint. The court found that plaintiffs had not adequately explained how disclosure would cause competitive harm. - The court denied the request to seal all of Exhibit H to the Malhotra declaration supporting Netflix's motion for leave to amend for the same reason. - The court denied the request to seal all of Exhibit I to that declaration because plaintiffs had not requested sealing of the material in their response. - The court denied the request to seal all of Exhibit K to the Malhotra declaration because plaintiffs did not explain how disclosure of the form could be used by competitors or otherwise cause competitive harm. - The court denied the request to seal highlighted portions of pages 40 through 43 of Exhibit N to the Malhotra declaration because plaintiffs had not adequately justified sealing the material in connection with an answer. - The court denied the request to seal highlighted portions of plaintiffs' response to Netflix's motion for leave to amend because plaintiffs had not adequately explained how disclosure would cause competitive harm. - The court denied the request to seal highlighted portions of Netflix's reply supporting its motion for leave to amend because plaintiffs made no further showing explaining why the material should be sealed. - The court denied the request to seal highlighted portions of Netflix's first amended answer to plaintiffs' third amended complaint because plaintiffs had not adequately justified sealing the material. - The court granted the request to seal highlighted portions of Exhibit A to the joint stipulation for leave to file a joint discovery letter brief. The court found that the material concerned Broadcom's use of its patent-management database and revealed patent analyses for licensing and assertion purposes, and that disclosure could place plaintiffs at a competitive disadvantage. - The court granted the request to seal highlighted portions of the joint discovery letter brief for the same reason. - The court granted in part the request to seal all of Exhibit I to the Hoyos declaration supporting Netflix's motion to amend invalidity contentions. The court approved Oracle's narrower proposal to redact specified portions of pages 25, 37, 42 through 44, 51 through 56, 60, 62 through 63, 69, 71, 73, 81 through 82, and 85 through 86 to prevent disclosure of excerpts of Oracle's source code. - The court granted in part the request to seal all of Exhibit J to the Hoyos declaration supporting Netflix's opposition to the motion to strike. The court approved Oracle's narrower proposal to redact specified portions of pages 42 through 44, 54 through 56, 62 through 63, 81 through 82, and 85 through 86. - The court granted in part the request to seal highlighted portions of pages 6 through 9 of Netflix's opposition to the motion to strike. The court approved Oracle's proposal to redact only specified portions of page 9 concerning its source code.

Effect of the order

For the documents or portions the court declined to seal, the default rule of public access applied. The parties were directed to file unredacted versions of the relevant materials on the court's electronic filing system within seven days of the order. This order addressed access to court records and did not resolve the underlying patent claims.

The authoritative version

Read the full 5-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

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