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S.D.N.Y.Substantive rulingFiled Feb. 24, 2020

Vasquez v. The County of Rockland

Judge
Sarah Cave
Docket
1:13-cv-05632
Court
U.S. District Court · Southern District of New York
Pages
36
Civil RightsSection 1983Summary JudgmentFirst Amendment
In one sentence

In Vasquez v. The County of Rockland, Judge Cave granted defendants’ summary-judgment motion, rejecting Vasquez’s retaliation, force, medical-care, and municipal-liability claims.

Who this affects

Kim Vasquez and the County of Rockland, Sgt. Karl Mueller, Sgt. John Kleber, Correction Officer John Kezek, and Correction Officer Paul Obacz.

What happened

In Vasquez v. The County of Rockland, Kim Vasquez alleged that corrections officers at the Rockland County Jail retaliated against him for an earlier religious-rights lawsuit, used excessive force, and failed to provide proper medical care after a July 2012 incident. He also claimed the County was responsible for the officers’ conduct.

The court found that Vasquez had not provided enough evidence for a trial. It ruled that the record did not show the officers knew about his earlier lawsuit or acted because of his religion, that the alleged force and injuries were not sufficiently serious, and that he received reasonable medical attention. Because the individual claims failed, and because Vasquez also did not show a County policy or practice caused the alleged violations, the County claim failed as well.

Judge Sarah L. Cave granted the defendants’ motion for summary judgment in its entirety and dismissed all of Vasquez’s claims. The court directed the Clerk to close the case.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Vasquez v. The County of Rockland · No. 1:13-cv-05632
Judge
Sarah Cave
Date
Feb. 24, 2020

Background

Kim Vasquez, a former inmate at the Rockland County Jail, brought this civil-rights lawsuit under 42 U.S.C. § 1983 against the County of Rockland and several corrections officers: Sgt. Karl Mueller, Sgt. John Kleber, Correction Officer John Kezek, and Correction Officer Paul Obacz, in their individual and official capacities. Vasquez alleged that, during a July 14, 2012 incident, the officers retaliated against him for an earlier lawsuit involving his religious rights, used excessive force while removing him from his housing area, and were deliberately indifferent to his medical needs. He also alleged that the County was liable for the officers’ conduct under theories including failure to train and supervise and municipal liability.

Vasquez was represented by counsel when the case began but proceeded without a lawyer for most of the litigation. The defendants moved for summary judgment under Federal Rule of Civil Procedure 56. Vasquez did not submit a proper response to the defendants’ statement of undisputed facts. The court nevertheless independently reviewed the record and gave his filings the special consideration required for a self-represented litigant.

First Amendment Retaliation

The court treated Vasquez’s religion-related claim as a First Amendment retaliation claim, not as a separate claim that the defendants directly prevented him from practicing his religion. To prevail, Vasquez had to show protected conduct, an adverse action, and a causal connection between them.

The court granted summary judgment to the individual defendants on this claim. Vasquez testified that none of the officers said anything to him about his religion or prior lawsuit. The court found no evidence that the officers knew about the earlier lawsuit. It concluded that the connection between Vasquez’s religious concern about possible contact between his belongings and a search dog, the incident involving the crackers, and his later discipline was too indirect to support retaliation. His speculation that the officers knew about the lawsuit and his conclusory statement that he was disciplined because he asked a religious question did not create a genuine factual dispute.

Excessive Force

The court also granted summary judgment on Vasquez’s excessive-force claim. It considered his allegations that officers hit or pushed his head into walls and doors while escorting him to a holding cell, and that Sgt. Mueller scratched his chest.

Applying the Eighth Amendment standards for excessive force, the court found that Vasquez’s alleged injuries were minor. He reported dizziness, vomiting, and headaches, but the nurse observed no visible injuries. A doctor later noted neck tenderness and reduced range of motion, and the scratches healed without treatment. The court also found that the record did not show the officers acted maliciously or sadistically. It reasoned that the force, to the extent it was used, occurred while officers were removing Vasquez after they believed he had caused a disturbance and moving him to a segregated cell. The court concluded that no reasonable jury could find that the force was sufficiently serious or that the officers had the required culpable state of mind.

The individual defendants also raised qualified immunity, which can protect government officials from damages when their conduct did not violate a clearly established constitutional right. Because the court found no constitutional violation, it stated that a further qualified-immunity inquiry was unnecessary. It nevertheless concluded that the officers were entitled to qualified immunity because their conduct was reasonable under the circumstances and no reasonable officer would have understood it to violate clearly established law.

Medical-Care Claim

The court granted summary judgment on Vasquez’s deliberate-indifference claim. This claim required evidence that his medical condition was sufficiently serious and that the defendants acted with a sufficiently culpable state of mind.

The record showed that a nurse examined Vasquez twice on the day of the incident, beginning about an hour after he arrived at the holding cell. The nurse observed no visible injuries, gave him Tylenol, and placed him on the list to see a doctor. A doctor examined him two days later, noted neck tenderness and reduced range of motion, and prescribed Motrin and Flexeril. Vasquez later did not report continuing injuries from the incident at a follow-up visit.

The court held that Vasquez’s disagreement with the medical staff’s decision not to send him to an outside hospital or diagnose a concussion did not establish unconstitutional medical care. It also found that his headache, vomiting, neck tenderness, and chest scratches did not amount to a sufficiently serious condition involving death, degeneration, or extreme pain. Finally, the court found no evidence that the individual defendants delayed or limited his access to treatment or knowingly disregarded a substantial risk of serious harm.

County Liability

The court rejected Vasquez’s claims against the County of Rockland. Under municipal-liability principles, a county cannot be held responsible merely because its employees allegedly committed a constitutional violation. The plaintiff must connect the injury to a County policy or practice, and an underlying constitutional violation must exist.

Because the court rejected each constitutional claim against the individual defendants, Vasquez could not establish the required underlying violation. The court also found that he had offered no evidence that the officers’ conduct resulted from a County policy or practice. The County therefore was entitled to summary judgment.

Disposition

Judge Sarah L. Cave granted the defendants’ motion for summary judgment in its entirety. The court dismissed all of Vasquez’s claims and directed the Clerk of Court to close the case. The opinion also states that the court declined to issue a certificate of appealability under 28 U.S.C. § 2253(c)(1)(A).

The authoritative version

Read the full 36-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

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