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S.D.N.Y.Procedural orderFiled Aug. 14, 2020

Vogel v. Ginty

Judge
Nelson Roman
Docket
7:20-cv-06349
Court
U.S. District Court · Southern District of New York
Pages
17
Civil RightsSection 1983First AmendmentPro Se
In one sentence

In Vogel v. Ginty, Judge Stanton let Richard K. Vogel amend his civil-rights complaint after screening found its allegations too general.

Who this affects

Richard K. Vogel was allowed to amend his claims against the jail and lawyer defendants, but had to provide specific supporting facts within 60 days or face dismissal for failure to state a claim.

What happened

In Vogel v. Ginty, Richard K. Vogel, a pretrial detainee at Sullivan County Jail representing himself, claimed that jail employees and attorneys violated his constitutional rights. He alleged religious discrimination and mistreatment of Muslim detainees, inadequate services and law-library access, and misconduct by the lawyer defendants.

The court found that the complaint did not provide enough specific facts showing what happened to Vogel, how each defendant was involved, or whether the law-library problems actually harmed a legal case. It also explained that some claims against the prosecutors could be barred by immunity and that the private attorney was not generally a government actor for a civil-rights claim.

Judge Louis L. Stanton granted Vogel permission to file an amended complaint within 60 days, requiring him to provide specific facts about each claim, defendant, event, injury, and requested remedy. The order stated that the complaint would be dismissed for failure to state a claim if Vogel did not timely amend without showing good cause.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Vogel v. Ginty · No. 7:20-cv-06349
Judge
Nelson Roman
Date
Aug. 14, 2020

Background

Richard K. Vogel, a pretrial detainee at Sullivan County Jail, filed this civil-rights action without a lawyer against Captain James E. Ginty, Deputy Officer Ruggiero, Lt. Christopher Bini, Acting Sullivan County District Attorney Meagan Galligan, Assistant District Attorney Robert Zangla, and Frank J. LaBuda, an attorney in private practice. The court had already allowed Vogel to proceed without paying the filing fee upfront. The court had also separated Vogel’s case from cases filed with Anthony Correa and Jeremiah F. Herbert.

Vogel sought money damages and court orders requiring changes. His allegations against the jail defendants included discrimination, physical abuse, and intimidation of Muslim detainees; denial of Friday-night Jumah services and access to an imam or chaplain; denial of unspecified therapeutic treatments; and inadequate time and materials in the law library. He also alleged harassment and intimidation by Galligan and Zangla and coercive or abusive conduct and anti-Islamic comments by LaBuda, but provided little context for those allegations.

Screening standards

Because Vogel was a prisoner proceeding without paying the filing fee upfront, the court screened the complaint under the Prison Litigation Reform Act. The court was required to dismiss claims that were frivolous, malicious, inadequately pleaded, sought money from an immune defendant, or fell outside the court’s jurisdiction. The court also applied the rule requiring a complaint to provide enough factual detail to make a claim plausible, while interpreting a self-represented litigant’s allegations liberally.

Claims concerning the jail defendants

The court said Vogel’s religious-discrimination allegations potentially implicated the First Amendment’s protection for religious exercise and the Religious Land Use and Institutionalized Persons Act. The complaint, however, made general allegations about Muslim prisoners without explaining specifically what happened to Vogel or how each defendant participated. The court granted leave to amend so Vogel could provide available facts showing that jail employees or officials substantially burdened or interfered with his religious practice. The court also noted that the Religious Land Use and Institutionalized Persons Act did not allow money damages against state officials in their official capacities, although injunctive and declaratory relief might be available.

The court treated the allegations about therapeutic services and other confinement conditions as claims under 42 U.S.C. § 1983, a statute that allows a person to sue for certain violations of federal rights by someone acting under state authority. The complaint did not provide enough facts to show the nature of the alleged denial or how any individual defendant was personally involved. Grievances attached to the complaint mentioned other subjects, including recreation and showers, but the complaint did not clearly state whether Vogel intended to pursue those matters. The court granted leave to replead these claims.

The court also treated the law-library allegations as claims concerning access to the courts. It explained that a prisoner must show actual harm to a nonfrivolous legal claim, not merely that a law library or legal-assistance program was inadequate in the abstract. Vogel did not allege that the restrictions on library time or materials had actually hindered his efforts to pursue such a claim. The court granted leave to amend this claim as well.

Claims concerning the lawyer defendants

The court explained that prosecutors generally have absolute immunity from civil damages claims for actions within their official duties that are closely connected to the judicial phase of a criminal case. If Vogel’s claims against Galligan and Zangla were based on conduct within that protected scope, those claims could not proceed as claims seeking money from immune defendants.

As to LaBuda, the court stated that a private attorney generally is not a state actor for purposes of § 1983, even when representing a criminal defendant in state court. Vogel did not allege facts showing the special circumstances needed to treat LaBuda’s conduct as action under state authority. The court therefore concluded that Vogel had not stated a § 1983 claim against LaBuda. The court additionally noted that if Vogel was suing LaBuda for actions taken as a judge, judicial immunity could protect those actions from a damages claim.

Disposition and amendment instructions

The court did not issue a final dismissal at this stage. Instead, it granted Vogel leave to file an amended complaint within 60 days. The amended complaint had to replace, rather than supplement, the original complaint and had to identify the relevant people, events, dates or approximate dates, locations, defendant conduct, injuries, legal violations, and requested relief. Vogel also had to provide addresses for the defendants. The court stated that the complaint would be dismissed for failure to state a claim if Vogel did not comply within the allowed time and could not show good cause for the failure. No summons would issue at that time.

The authoritative version

Read the full 17-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

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