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S.D.N.Y.Procedural orderFiled Dec. 30, 2020

Gonzalez v. Gramercy Farmer & The Fish, LLC

Judge
Valerie Caproni
Docket
1:20-cv-09434
Court
U.S. District Court · Southern District of New York
Pages
2
FlsaCivil ProcedureEmployment
In one sentence

In Gonzalez v. Gramercy Farmer & The Fish, LLC, Judge Caproni required a settlement update before deciding whether to dismiss the wage case.

Who this affects

The order directly affected Marcos Miguel Gonzalez, the other plaintiffs he sought to represent, the defendants, and Plaintiff's counsel by requiring a settlement report or sworn affidavit before the proposed dismissal could proceed.

What happened

In Gonzalez v. Gramercy Farmer & The Fish, LLC, Marcos Miguel Gonzalez filed claims under the Fair Labor Standards Act and related state laws. The case was brought on behalf of himself, other wage claimants, and a class.

After Plaintiffs filed a notice saying they were voluntarily dismissing the case without prejudice, the court ordered Gonzalez to report by January 8, 2021, whether the parties had settled. If they had settled, the court said the agreement needed approval from the court or the Department of Labor before the case could be dismissed.

Judge Valerie Caproni also required counsel to submit a sworn statement if there was no settlement, confirming that the clients agreed to dismiss and had been told they could hire another attorney and refile. The order did not itself dismiss the case.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Gonzalez v. Gramercy Farmer & The Fish, LLC · No. 1:20-cv-09434
Judge
Valerie Caproni
Date
Dec. 30, 2020

Background

Marcos Miguel Gonzalez filed a complaint alleging violations of the Fair Labor Standards Act (FLSA), a federal wage-and-hour law, and related state-law claims. The caption states that he sued on behalf of himself, FLSA collective plaintiffs, and a class. The defendants named in the caption were Gramercy Farmer & The Fish, LLC; Hudson Fish, LLC doing business as Hudson Farmer & The Fish, LLC; Michael Kaphan; Edward Taylor; Suzie Kaphan; and Donna Taylor.

On December 29, 2020, Plaintiffs filed a notice of voluntary dismissal without prejudice under Federal Rule of Civil Procedure 41(a). A dismissal without prejudice generally does not bar a later refiling, but the opinion did not state that the court had entered the dismissal.

Order

The court ordered Plaintiff to tell it by January 8, 2021, whether the parties had entered into a settlement agreement resolving the claims. The court stated that, if the parties had settled, it could not dismiss the action unless the settlement agreement had been approved by either the court or the Department of Labor. The order cited the Second Circuit's decision in Cheeks v. Freeport Pancake House, Inc.

If there was no settlement, the court required Plaintiff's counsel to submit a sworn affidavit stating that the clients had agreed to dismiss the case without settlement and that counsel had informed them of their right to retain another attorney and refile the case.

Disposition and Effect

The court entered an order requiring additional information about the proposed dismissal; it did not itself dismiss the action, approve a settlement, or determine the merits of the FLSA or state-law claims. Judge Valerie Caproni signed the order on December 30, 2020. The opinion does not state whether the parties had settled or what happened after the January 8 deadline.

The authoritative version

Read the full 2-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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