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S.D.N.Y.Procedural orderFiled Jan. 11, 2021

Guglielmo v. Assouline, Inc.

Judge
Vernon Broderick
Docket
1:20-cv-05921
Court
U.S. District Court · Southern District of New York
Pages
2
Civil Procedure
In one sentence

In Guglielmo v. Assouline, Inc., Judge Broderick ordered Joseph Guglielmo to explain his failure to serve defendants or face possible dismissal.

Who this affects

Joseph Guglielmo and defendants Assouline, Inc. and Assouline Publishing, Inc.

What happened

In Guglielmo v. Assouline, Inc., Joseph Guglielmo sued Assouline, Inc. and later added Assouline Publishing, Inc. as a defendant.

The court said Guglielmo had not filed proof that either defendant was served or taken other steps to prosecute the case. It ordered him to submit, by January 19, 2021, a letter of no more than three pages explaining why the case should not be dismissed under Federal Rule of Civil Procedure 4(m).

Judge Vernon S. Broderick warned that failing to submit the letter and show good cause for not serving the defendants within 90 days after the complaint was filed would result in dismissal. The order did not itself dismiss the case.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Guglielmo v. Assouline, Inc. · No. 1:20-cv-05921
Judge
Vernon Broderick
Date
Jan. 11, 2021

Background

Joseph Guglielmo filed the action against Assouline, Inc. on July 30, 2020, and obtained a summons for that defendant the next day. On October 7, 2020, he amended the complaint to add Assouline Publishing, Inc. and obtained a summons for that defendant on October 8, 2020.

Court’s Order

The court stated that Guglielmo had not filed affidavits of service or taken any other action to prosecute the case. It ordered him to submit, no later than January 19, 2021, a letter of no more than three pages, supported by legal authority, showing good cause why the case should not be dismissed under Federal Rule of Civil Procedure 4(m). That rule concerns timely service of the summons and complaint.

The court explained that good cause generally exists only in exceptional circumstances where the failure to serve process on time resulted from circumstances beyond the plaintiff’s control. It also stated that courts consider the plaintiff’s diligence in attempting service and any prejudice caused to the defendant by the delay. The order warned that attorney inadvertence, neglect, mistake, or misplaced reliance does not constitute good cause.

Disposition

The court did not dismiss the action in this order. Instead, Judge Vernon S. Broderick ordered Guglielmo to explain the failure to serve the defendants and warned that failure to submit the required letter and demonstrate good cause for not serving the defendants within 90 days after the complaint was filed would result in dismissal.

The authoritative version

Read the full 2-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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