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S.D.N.Y.Procedural orderFiled May 27, 2021

Branch v. State University of New York Downstate Medical Center

Judge
Analisa Torres
Docket
1:18-cv-09516
Court
U.S. District Court · Southern District of New York
Pages
2
DiscoveryCivil ProcedureEmployment
In one sentence

In Branch v. Downstate Medical Center, Judge Torres affirmed limits on Branch’s requested depositions and document production.

Who this affects

Romain R. Branch and the defendants, because the ruling controlled whether Branch could depose Wayne J. Riley and the topics available in a separate organizational deposition.

What happened

Branch v. State University of New York Downstate Medical Center is a race and national-origin discrimination case involving allegations that Branch’s employer and Ayman Fanous reduced his job responsibilities, demoted him, and fired him. This opinion concerned discovery, not whether those discrimination allegations were correct.

Branch challenged a magistrate judge’s order denying his request to compel a deposition of SUNY Downstate’s current president, Wayne J. Riley, and limiting one category of questioning in a separate deposition. The magistrate judge cited Branch’s delay, unclear evidence that Riley had direct involvement, and Riley’s status as a high-ranking government official.

Judge Analisa Torres affirmed the discovery order. She concluded that Branch had not shown the exceptional circumstances required to depose Riley and that the permitted questioning still allowed inquiry into the people involved in decisions about Branch’s position and contract.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Branch v. State University of New York Downstate Medical Center · No. 1:18-cv-09516
Judge
Analisa Torres
Date
May 27, 2021

Background

Romain R. Branch sued State University of New York Downstate Medical Center and Ayman Fanous, individually and as chair of the Department of Psychiatry, alleging race and national-origin discrimination. Branch alleged that the defendants stripped him of job responsibilities, demoted him, and fired him.

The opinion addressed a discovery dispute. Branch challenged Magistrate Judge Debra C. Freeman’s September 17, 2020 order. That order denied Branch’s request to compel the deposition of Wayne J. Riley, M.D., SUNY Downstate’s current president, and limited the scope of a separate deposition under Federal Rule of Civil Procedure 30(b)(6), which allows an organization to designate a person to testify about specified topics. The challenged order also denied a motion to compel one deposition and the production of documents.

Judge Freeman had previously directed the parties to identify all remaining discovery. Branch did not identify Riley’s deposition in that submission and did not notice the deposition until August 26, 2020, three weeks before fact discovery was scheduled to close. Judge Freeman relied on that delay, Branch’s ambiguous evidence that Riley had been directly involved in his employment, and Riley’s status as a high-ranking government official.

Legal standard

Under Federal Rule of Civil Procedure 72(a), a district judge reviewing a magistrate judge’s order on a non-dispositive matter may modify or set aside the order if it is clearly erroneous or contrary to law. An order is clearly erroneous when the reviewing court is left with a definite and firm conviction that a mistake was made. An order is contrary to law when it fails to apply, or misapplies, relevant statutes, case law, or procedural rules.

The court also applied the rule that a party seeking to depose a high-ranking government official must show exceptional circumstances. Examples include unique first-hand knowledge related to the claims or the inability to obtain the necessary information through less burdensome means.

Court’s analysis

Branch argued that the discovery order improperly limited the production of relevant information. Judge Torres stated that relevant information generally should be produced, but concluded that Branch had not shown that Riley possessed unique first-hand knowledge about Branch’s employment. The court therefore declined to disturb Judge Freeman’s decision denying the requested deposition.

The court also rejected Branch’s argument that the order prevented him from asking about Riley’s role in his employment. The order permitted Branch to ask, during the Rule 30(b)(6) deposition, about the identities of people who attended or participated in communications, discussions, and correspondence concerning replacing Branch as director of the Adult Psychiatry Program and not renewing his employment contract, as well as the reasons for those decisions.

Disposition

The court affirmed Judge Freeman’s order. The opinion resolved the discovery appeal and did not decide the merits of Branch’s race and national-origin discrimination claims.

The authoritative version

Read the full 2-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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