Williams v. HM.Clause, Inc.
- Valerie Caproni
- 1:21-cv-00514
- U.S. District Court · Southern District of New York
- 2
In Williams v. HM.Clause, Inc., Judge Caproni dismissed the case with prejudice after the parties reported an agreement in principle, without costs.
Milton Williams and HM.Clause, Inc. were directly affected by the dismissal and any settlement. Absent putative class members were not bound by the dismissal or any settlement.
What happened
In Williams v. HM.Clause, Inc., Milton Williams and HM.Clause, Inc. told the court that they had reached an agreement in principle resolving all issues. The court canceled scheduled conferences and deadlines.
The court dismissed the case with prejudice and ordered that neither party pay costs or attorneys’ fees. It closed the case and terminated pending motions. The parties could ask to reopen the case within 30 days by showing good cause. Any request for the court to retain power to enforce the agreement also had to be filed within that period and include the agreement and a request for continued jurisdiction.
Judge Valerie Caproni also removed the class-related language from the caption. Because the parties had not notified the court that they intended to follow the procedure for approving class settlements, the dismissal and any settlement applied only to Williams and HM.Clause, Inc.; they did not bind absent people who might have been part of the proposed class.
The detailed version
- Williams v. HM.Clause, Inc. · No. 1:21-cv-00514
- Valerie Caproni
- July 1, 2021
Background
On June 30, 2021, the parties notified the court that they had reached an agreement in principle resolving all issues. The opinion does not describe the underlying claims or the terms of the agreement.
Rulings
The court canceled all previously scheduled conferences and other deadlines. It dismissed the case with prejudice and without costs, including attorneys’ fees, to either party. The Clerk of Court was directed to terminate all open motions and close the case.
The order allowed the parties to apply to reopen the case within 30 days. Such an application had to show good cause for keeping the case open in light of the parties’ settlement. The order stated that a request filed after 30 days or without a showing of good cause could be denied on that basis alone.
The court also explained that, if the parties wanted the court to retain jurisdiction—the power to enforce the settlement agreement—they had to submit the agreement and a request for an order expressly retaining jurisdiction within the same 30-day period.
Class-Related Effect
The court directed the Clerk to remove the language stating that Williams sued individually and for others similarly situated. Because the parties had not notified the court that they intended to comply with Federal Rule of Civil Procedure 23(e), which governs certain class settlements and dismissals, the dismissal and any settlement operated only between Williams and HM.Clause, Inc. It did not bind absent putative class members.
Classification
This is a procedural order because the court dismissed the case following the parties’ reported agreement in principle and did not decide the underlying claims. Judge Valerie Caproni entered the dismissal with prejudice and closed the case, subject to the order’s 30-day provisions.
Read the full 2-page opinion on CourtListener, the free public archive maintained by the Free Law Project.