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S.D.N.Y.Procedural orderFiled Feb. 18, 2022

Garcia v. Vance

Judge
Laura Swain
Docket
1:22-cv-01157
Court
U.S. District Court · Southern District of New York
Pages
2
HabeasCivil ProcedurePro Se
In one sentence

In Garcia v. Vance, Judge Swain transferred Garcia’s second petition to the Second Circuit because it required appellate authorization.

Who this affects

Joseph Garcia’s petition was transferred from the Southern District of New York to the Second Circuit, where he must seek authorization to pursue this second or successive challenge to his conviction.

What happened

Joseph Garcia, who is incarcerated, filed a self-represented petition challenging his 2010 New York state-court conviction. The court found that he had previously filed a petition challenging the same conviction and that the earlier petition was decided on its merits.

Because this was a second or successive petition, federal law required Garcia to obtain permission from the U.S. Court of Appeals for the Second Circuit before filing it in the district court. The district court therefore transferred the petition to the Second Circuit so Garcia could seek that permission.

Judge Laura Taylor Swain ordered the transfer and closed the district-court case. She also ruled that no certificate allowing an appeal would issue and denied permission to proceed without paying fees for an appeal.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Garcia v. Vance · No. 1:22-cv-01157
Judge
Laura Swain
Date
Feb. 18, 2022

Background

Joseph Garcia filed a self-represented petition under 28 U.S.C. § 2254 challenging his 2010 conviction in New York Supreme Court, New York County. The opinion states that Garcia had previously filed a petition under the same statute challenging the same conviction. That earlier petition was dismissed on the merits, and the Second Circuit later denied a certificate of appealability and dismissed the appeal.

Reasoning

Because the earlier petition was decided on the merits, the district court treated Garcia’s new filing as a “second or successive” petition. Under 28 U.S.C. § 2244(b)(3)(A), a person must obtain authorization from the appropriate court of appeals before filing such a petition in the district court. The opinion explains that Garcia therefore had to ask the Second Circuit for permission. The footnote identifies the statutory conditions that a motion for permission must address, including reliance on a previously unavailable and retroactive new constitutional rule or newly discoverable facts meeting the statute’s demanding standard.

Ruling and effect

The court transferred the petition to the Second Circuit in the interest of justice under 28 U.S.C. § 1631 and closed the district-court case. The order states that, if the Second Circuit authorizes Garcia to proceed, he may ask to reopen the case under the same civil docket number. Judge Laura Taylor Swain also stated that a certificate of appealability would not issue because Garcia had not made a substantial showing that a constitutional right was denied. The court certified that an appeal would not be taken in good faith and denied permission to proceed without paying fees for purposes of an appeal. The order directed the Clerk to mail Garcia a copy and record service on the docket.

The authoritative version

Read the full 2-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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