Court, Explained
U.S. Federal District Courts
←Back to docket
S.D.N.Y.Procedural orderFiled Apr. 12, 2022

Ortega v. The Wine Advocate, Inc.

Judge
Valerie Caproni
Docket
1:21-cv-10268
Court
U.S. District Court · Southern District of New York
Pages
2
Civil ProcedureClass Action
In one sentence

In Ortega v. The Wine Advocate, Judge Caproni dismissed the settled case with prejudice, without costs, while leaving absent putative class members unbound.

Who this affects

Juan Ortega and The Wine Advocate, Inc. were bound by the individual-case dismissal and any settlement; absent putative class members were not bound.

What happened

In Ortega v. The Wine Advocate, Inc., the parties told the court they had reached an agreement in principle resolving all issues.

The court canceled the remaining conferences and deadlines, dismissed the case with prejudice and without costs or attorneys’ fees, terminated pending motions, and closed the case. The parties could ask to reopen it within 30 days by showing good cause.

Judge Valerie Caproni also removed the proposed class-action language from the caption. Because the parties had not said they would follow the required class-settlement procedure, the dismissal and any settlement applied only to Juan Ortega and The Wine Advocate, Inc., not to absent putative class members.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Ortega v. The Wine Advocate, Inc. · No. 1:21-cv-10268
Judge
Valerie Caproni
Date
Apr. 12, 2022

Background

On April 11, 2022, the parties notified the court that they had reached an agreement in principle resolving all issues. The opinion does not describe the underlying claims or the terms of the agreement.

Court’s Order

The court canceled all previously scheduled conferences and other deadlines. It dismissed the case with prejudice and without costs, including attorneys’ fees, to either party. The clerk was directed to terminate all open motions and close the case.

The parties could apply to reopen the case within 30 days. Such an application had to show good cause for keeping the case open in light of the settlement and had to be filed within that period. If the parties wanted the court to retain jurisdiction—the authority to enforce the settlement—they also had to submit the settlement agreement and request an order expressly retaining that authority within the same 30-day period.

Putative Class

The court directed the clerk to remove the language stating that Juan Ortega sued individually and on behalf of all others similarly situated. Because the parties had not notified the court that they intended to comply with Federal Rule of Civil Procedure 23(e), which governs certain class-action settlements, the dismissal and any settlement were operative only between Ortega and The Wine Advocate, Inc. They did not bind absent putative class members.

Disposition

Judge Valerie Caproni dismissed the case with prejudice and without costs, terminated the open motions, closed the case, and limited the effect of the dismissal and any settlement to the individual plaintiff and defendant.

The authoritative version

Read the full 2-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
Summary written with AI assistance. See how summaries are made. Spot something wrong? Tell us.