Ortega v. The Wine Advocate, Inc.
- Valerie Caproni
- 1:21-cv-10268
- U.S. District Court · Southern District of New York
- 2
In Ortega v. The Wine Advocate, Judge Caproni dismissed the settled case with prejudice, without costs, while leaving absent putative class members unbound.
Juan Ortega and The Wine Advocate, Inc. were bound by the individual-case dismissal and any settlement; absent putative class members were not bound.
What happened
In Ortega v. The Wine Advocate, Inc., the parties told the court they had reached an agreement in principle resolving all issues.
The court canceled the remaining conferences and deadlines, dismissed the case with prejudice and without costs or attorneys’ fees, terminated pending motions, and closed the case. The parties could ask to reopen it within 30 days by showing good cause.
Judge Valerie Caproni also removed the proposed class-action language from the caption. Because the parties had not said they would follow the required class-settlement procedure, the dismissal and any settlement applied only to Juan Ortega and The Wine Advocate, Inc., not to absent putative class members.
The detailed version
- Ortega v. The Wine Advocate, Inc. · No. 1:21-cv-10268
- Valerie Caproni
- Apr. 12, 2022
Background
On April 11, 2022, the parties notified the court that they had reached an agreement in principle resolving all issues. The opinion does not describe the underlying claims or the terms of the agreement.
Court’s Order
The court canceled all previously scheduled conferences and other deadlines. It dismissed the case with prejudice and without costs, including attorneys’ fees, to either party. The clerk was directed to terminate all open motions and close the case.
The parties could apply to reopen the case within 30 days. Such an application had to show good cause for keeping the case open in light of the settlement and had to be filed within that period. If the parties wanted the court to retain jurisdiction—the authority to enforce the settlement—they also had to submit the settlement agreement and request an order expressly retaining that authority within the same 30-day period.
Putative Class
The court directed the clerk to remove the language stating that Juan Ortega sued individually and on behalf of all others similarly situated. Because the parties had not notified the court that they intended to comply with Federal Rule of Civil Procedure 23(e), which governs certain class-action settlements, the dismissal and any settlement were operative only between Ortega and The Wine Advocate, Inc. They did not bind absent putative class members.
Disposition
Judge Valerie Caproni dismissed the case with prejudice and without costs, terminated the open motions, closed the case, and limited the effect of the dismissal and any settlement to the individual plaintiff and defendant.
Read the full 2-page opinion on CourtListener, the free public archive maintained by the Free Law Project.