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S.D.N.Y.Procedural orderFiled Sept. 14, 2022

The Capital Markets Company, LLC v. Halpern

Judge
Katherine Failla
Docket
1:22-cv-07637
Court
U.S. District Court · Southern District of New York
Pages
3
Civil ProcedurePreliminary Injunction
In one sentence

In The Capital Markets Company v. Halpern, Judge Failla granted Capco’s request to seal Exhibit A, limiting access to the court and parties.

Who this affects

The Capital Markets Company, LLC, the opposing party, the court, and members of the public seeking access to the sealed documents. The sealed documents are visible only to the court and the parties.

What happened

The Capital Markets Company, LLC asked to file Exhibit A under seal in support of its request for a temporary restraining order, preliminary injunction, and expedited discovery. Capco said the exhibit contained confidential information about its incentive plans and compensation practices.

The court granted the application. The Clerk was directed to keep the documents at docket number 26 under seal, visible only to the court and the parties, and to terminate the pending motion at docket number 25.

Judge Katherine Polk Failla entered the sealing order on September 14, 2022.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
The Capital Markets Company, LLC v. Halpern · No. 1:22-cv-07637
Judge
Katherine Failla
Date
Sept. 14, 2022

Background

The Capital Markets Company, LLC, referred to as Capco in the filing, asked for permission to file Exhibit A to a declaration under seal. The exhibit supported Capco’s request for a temporary restraining order, preliminary injunction, and expedited discovery.

Capco’s filing stated that Exhibit A described its incentive-plan offerings and compensation philosophy, including plan terms, bonus formulas, target bonuses, discretionary bonus considerations, performance assessments, and examples showing how the plans operated. Capco argued that public disclosure could harm its competitive position by giving competitors information that could help them recruit Capco employees.

Ruling

The application was granted. The Clerk of Court was directed to maintain the documents at docket number 26 under seal, with access limited to the court and the parties. The Clerk was also directed to terminate the pending motion at docket number 25.

The order did not decide the underlying request for a temporary restraining order, preliminary injunction, or expedited discovery. It addressed only the request to seal Exhibit A.

The authoritative version

Read the full 3-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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