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S.D.N.Y.OtherFiled Sept. 26, 2022

Securities and Exchange Commission v. Rosenberger

Judge
Denise Cote
Docket
1:22-cv-04736
Court
U.S. District Court · Southern District of New York
Pages
2
Civil ProcedureEvidence
In one sentence

In Securities and Exchange Commission v. Joanna Lanni, Judge Cote received a request to seal business exhibits; the provided text contains no ruling.

Who this affects

Defendant Joanna Lanni, the Securities and Exchange Commission, and Synchronoss Technologies, Inc., whose business materials were the subject of the sealing request.

What happened

Securities and Exchange Commission v. Joanna Lanni concerns defense counsel’s request to file Exhibits 3–6, 9, and 10 under seal. The exhibits allegedly contain confidential accounting memoranda and other nonpublic business information belonging to Synchronoss Technologies, Inc., which provided the materials to the Securities and Exchange Commission during a pre-suit investigation.

Counsel argued that the exhibits should be sealed because they were confidential, commercially sensitive, not publicly available, and not entitled to a presumption of public access. The request relied on the three-step framework used by courts in the Second Circuit for deciding whether court documents should be accessible to the public.

The provided text is a September 22, 2022 letter motion addressed to Judge Denise L. Cote, not a court order. It does not state whether Judge Cote granted or denied the request.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Securities and Exchange Commission v. Rosenberger · No. 1:22-cv-04736
Judge
Denise Cote
Date
Sept. 26, 2022

Nature of the document

The provided text is a letter motion submitted by counsel for Defendant Joanna Lanni. Counsel asked Judge Denise L. Cote for permission to file Exhibits 3–6, 9, and 10 to a declaration under seal.

Arguments in support of sealing

Counsel stated that the exhibits contain sensitive, nonpublic accounting memoranda and other business information belonging to Synchronoss Technologies, Inc., Lanni’s former employer. According to the letter, Synchronoss produced the materials to the Securities and Exchange Commission during a pre-suit investigation, and the materials were not otherwise available to the public.

The letter described the three-step inquiry used in the Second Circuit to evaluate public access to court documents: whether the material is a “judicial document,” the weight of any presumption of public access, and whether competing interests—such as privacy or protection of sensitive business information—outweigh that presumption. Counsel argued that the exhibits were not judicial documents, were not entitled to a presumption of public access, and contained commercially and competitively sensitive information warranting sealing.

Disposition

The provided text does not include a court ruling. It therefore does not state whether the request to seal was granted, denied, or otherwise resolved.

Name discrepancy

The supplied case name is “Securities and Exchange Commission v. Rosenberger,” but the provided document identifies the matter as “SEC v. Joanna Lanni.” This summary uses the case name shown in the opinion text.

The authoritative version

Read the full 2-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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