In Re: Herman
- Nelson Roman
- 7:22-cv-05624
- U.S. District Court · Southern District of New York
- 11
In re Herman: Judge Roman denied Kathleen Herman’s petition seeking to force bankruptcy judge action on her proposed stay request.
The ruling directly affected Kathleen Herman’s request for a writ ordering the Bankruptcy Court to act on her proposed stay-related order. The court denied that request and did not decide the underlying bankruptcy allegations.
What happened
In In re Herman, Kathleen Herman, representing herself, asked the district court to require Bankruptcy Judge Cecilia Morris to sign or reject her proposed order seeking to pause her bankruptcy case during an appeal. The district court had previously said that a request for a pause during an appeal must first be filed in the Bankruptcy Court.
Herman argued that the Bankruptcy Court had not acted because of the appeal, while the district court would not address the request without a written decision from the Bankruptcy Court. She asked the district court to resolve this impasse by ordering Judge Morris to act.
Judge Nelson S. Roman denied the petition. He said Herman had not shown a clear and indisputable right to the requested order, and that decisions about managing the Bankruptcy Court’s docket and granting a pause during an appeal are discretionary.
The detailed version
- In Re: Herman · No. 7:22-cv-05624
- Nelson Roman
- Oct. 12, 2022
Background
Kathleen Herman, the debtor and appellant, filed a petition for a writ of mandamus while representing herself. A writ of mandamus is an extraordinary court order requiring a government officer or court to perform a legally required duty. Herman sought an order directing Bankruptcy Judge Cecilia Morris to sign or reject Herman’s proposed order to show cause concerning a stay of the bankruptcy case during an appeal.
The district court stated that, under Federal Rule of Bankruptcy Procedure 8007(a)(1), a party seeking a stay during an appeal must initially apply in the Bankruptcy Court. The opinion refers to two earlier district court orders addressing that requirement. Herman said that a Bankruptcy Court clerk told her Judge Morris had not signed the proposed order because the appeal had removed the Bankruptcy Court’s jurisdiction. Herman also said the district court would not address the matter because the Bankruptcy Court had not issued anything in writing.
Herman’s supporting affidavit described the situation as an impasse. She asserted that the Bankruptcy Court’s decision to sign or reject the proposed order was a ministerial duty—an action so clearly required that the official has no discretion about whether to perform it. She also described allegations concerning payments under a Chapter 13 plan, fees, and dismissal of the bankruptcy petition. The district court did not decide those underlying bankruptcy issues.
Legal standard
The court explained that federal district courts have authority under 28 U.S.C. § 1361 to consider an action seeking to compel an officer or employee of the United States, or a federal agency, to perform a duty owed to the petitioner. Mandamus is a drastic remedy reserved for extraordinary circumstances. A petitioner must show that no other adequate means can provide the requested relief, that the right to the relief is clear and indisputable, and that the relief is appropriate under the circumstances.
Ruling
The court denied the petition for a writ of mandamus. It concluded that Herman had not pleaded facts or presented arguments showing a clear and indisputable right to an order requiring the Bankruptcy Court to decide the proposed order to show cause. The court stated that Bankruptcy Court decisions concerning management of its docket are discretionary. It also stated that the decision whether to grant or deny a stay during an appeal is within the Bankruptcy Court’s discretion.
Judge Nelson S. Roman directed the Clerk of Court to terminate the motion at ECF No. 23, mail a copy of the order to Herman, and show service on the docket.
Read the full 11-page opinion on CourtListener, the free public archive maintained by the Free Law Project.