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S.D.N.Y.Substantive rulingFiled Mar. 24, 2023

Schonfeld v. Commissioner of Social Security

Docket
1:21-cv-06053
Court
U.S. District Court · Southern District of New York
Pages
35
Social SecurityEvidence
In one sentence

Schonfeld v. Commissioner of Social Security: the court found errors in the disability review and remanded for further proceedings.

Who this affects

Mattie Schonfeld and the Commissioner of Social Security; the claim must undergo further administrative proceedings, but the opinion does not award benefits.

What happened

In Schonfeld v. Commissioner of Social Security, Mattie Schonfeld challenged the denial of her claim for Supplemental Security Income based on bipolar disorder and related mental-health conditions. She argued that the administrative law judge used the wrong standard, lacked medical support for the work-capacity finding, failed to develop the record, relied on insufficient evidence, and improperly evaluated medical opinions.

The court granted Schonfeld’s motion for judgment on the pleadings and denied the Commissioner’s motion. It found that the administrative law judge failed to develop the record, lacked substantial evidence for the work-capacity finding, and did not properly evaluate the medical opinions. The court rejected Schonfeld’s request for an immediate calculation of benefits because the record did not conclusively establish disability, and instead ordered further administrative proceedings.

The opinion was issued by the court on March 24, 2023. The ruling sends the claim back to the Social Security Administration for additional proceedings; it does not decide that Schonfeld is entitled to benefits.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Schonfeld v. Commissioner of Social Security · No. 1:21-cv-06053
Date
Mar. 24, 2023

Background

Mattie Schonfeld sought judicial review under 42 U.S.C. § 405(g) of the Commissioner of Social Security’s final decision denying her claim for Supplemental Security Income. She alleged disability beginning October 8, 2016, based on bipolar disorder. The administrative law judge found that she had severe bipolar disorder and adjustment disorder with mixed anxiety and depression, but concluded that she could perform a full range of work at all exertional levels with limits on climbing, exposure to hazards, and performance of simple, routine, repetitive tasks. Relying on vocational-expert testimony, the administrative law judge identified jobs such as dining-room attendant, cleaner-housekeeper, and router.

Schonfeld challenged the decision on several grounds. She argued that the administrative law judge failed to apply Social Security Ruling 85-15 correctly, made a residual functional capacity determination without adequate expert medical support, failed to develop the administrative record, relied on findings unsupported by substantial evidence, and improperly weighed the medical opinions. Both sides moved for judgment on the pleadings, a procedure allowing the court to decide the case from the pleadings and administrative record.

Court’s analysis

The court rejected Schonfeld’s argument that the administrative law judge failed to consider Social Security Ruling 85-15. The court found that the administrative law judge expressly considered the ruling and evaluated Schonfeld’s mental-functioning limitations under its framework.

The court also rejected the argument that the residual functional capacity determination was entirely unsupported by medical opinion. It found that the administrative law judge relied on medical records and consultative evaluations, including an assessment addressing reasoning, thinking, judgment, memory, and communication. The court therefore did not find legal error on that specific issue.

The court agreed, however, that the administrative law judge failed to fulfill the duty to develop the record. Because the claim involved a psychiatric impairment, the duty was heightened. The administrative law judge repeatedly criticized consultative examiner Melissa Antiaris’s evaluation for not explaining the reported marked limitations, but did not contact her to clarify those limitations. The court concluded that this left the record insufficient to evaluate Schonfeld’s condition fairly.

The court also found that substantial evidence did not support the administrative law judge’s residual functional capacity findings. It criticized reliance on brief records prepared by non-psychiatric providers, sparse treatment notes, consultative examinations, and Schonfeld’s daily activities. The court explained that activities such as shopping and driving, by themselves, do not establish an ability to perform workplace functions involving stress, concentration, judgment, and interaction with others.

The court further found errors in the evaluation of the medical opinions. The administrative law judge did not clearly explain how he considered the supportability of Sandra Lowe’s opinion, which included observations about impulsivity, poor judgment, stressors, paranoia, irritability, and difficulty concentrating. The administrative law judge also relied heavily on one-time consultative examinations, which the court said may provide only a limited view of a person’s longitudinal mental-health condition. In addition, the administrative law judge improperly selected the portions of Antiaris’s opinion describing mild, moderate, or no limitations while rejecting the marked limitations without adequately explaining the different treatment.

Disposition

The court held that the administrative law judge failed to develop the record, did not base the decision on substantial evidence, and did not properly weigh the medical sources. It concluded that these errors required a remand for further administrative proceedings. The court determined that the record did not provide persuasive proof of total disability making further proceedings pointless, so it did not order approval and calculation of benefits.

The court granted Schonfeld’s motion for judgment on the pleadings and denied the Commissioner’s motion.

The authoritative version

Read the full 35-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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