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S.D.N.Y.Procedural orderFiled Aug. 22, 2023

Bassaw v. Global Resources Registry, LLC

Judge
Valerie Caproni
Docket
1:23-cv-03481
Court
U.S. District Court · Southern District of New York
Pages
2
Civil ProcedureClass Action
In one sentence

In Bassaw v. Global Resources Registry, Judge Caproni dismissed the case with prejudice after settlement, without costs, binding only the individual parties.

Who this affects

Shivan Bassaw and Global Resources Registry, LLC were directly affected. Any absent members of the proposed class were not bound by the dismissal or settlement.

What happened

In Bassaw v. Global Resources Registry, LLC, the parties told the court they had reached an agreement in principle resolving all issues. The case was brought by Shivan Bassaw individually and on behalf of others who might belong to a proposed class.

The court canceled scheduled conferences and deadlines, terminated open motions, closed the case, and dismissed it with prejudice and without costs, including attorneys’ fees, to either party. The parties could ask to reopen the case within 30 days by showing good cause. Any settlement applied only between Bassaw and the defendant because the parties had not followed the required procedure for settling a class action.

Judge Valerie Caproni also directed the clerk to remove the proposed-class language from the caption. The parties could ask the court to retain authority to enforce their settlement by filing the agreement and a proper request within 30 days.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Bassaw v. Global Resources Registry, LLC · No. 1:23-cv-03481
Judge
Valerie Caproni
Date
Aug. 22, 2023

Background

The parties notified the court on August 16, 2023, that they had reached an agreement in principle resolving all issues. The opinion does not provide the settlement terms.

Order

The court canceled all previously scheduled conferences and other deadlines. It directed the clerk to terminate all open motions and close the case. The court dismissed the case with prejudice and without costs, including attorneys’ fees, to either party. A dismissal with prejudice generally bars the same case from being brought again, but this order also allowed the parties to apply to reopen the case within 30 days. The application had to show good cause for keeping the case open in light of the settlement; a late application or one without that showing could be denied on that basis alone.

The parties could also ask the court to retain jurisdiction—that is, continuing authority—to enforce their settlement agreement. To do so, they had to submit the agreement and request an order expressly retaining jurisdiction within the same 30-day period.

Proposed Class

The court directed the clerk to remove the words “individually and on behalf of all others similarly situated” from Bassaw’s name in the caption. Because the parties had not notified the court that they intended to comply with Federal Rule of Civil Procedure 23(e), which governs certain proposed-class settlements and dismissals, the dismissal and any settlement were operative only between Bassaw and Global Resources Registry, LLC. They did not bind absent members of the proposed class.

Disposition

Judge Valerie Caproni dismissed the case with prejudice and without costs, closed the case, and terminated the open motions. The order did not decide the underlying claims on their merits.

The authoritative version

Read the full 2-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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