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S.D.N.Y.Procedural orderFiled Sept. 8, 2023

Pena v. 220 East 197 Realty LLC

Judge
James Oetken
Docket
1:20-cv-07039
Court
U.S. District Court · Southern District of New York
Pages
2
FlsaCivil Procedure
In one sentence

In Pena v. 220 East 197 Realty LLC, Judge Oetken directed the parties to file a public settlement-approval request in their wage case.

Who this affects

Nelson Pena, 220 East 197 Realty LLC, the other defendants, and their counsel, who must submit the required settlement materials by October 8, 2023.

What happened

Pena v. 220 East 197 Realty LLC is a Fair Labor Standards Act case in which the parties told the court they had reached a settlement. The court did not approve the settlement in this order.

The parties must file a letter or stipulation and the settlement agreement on the public docket by October 8, 2023. Their filing must explain why the settlement is fair and reasonable, address any dispute about hours worked or compensation, and state the attorney-fee amount sought. The court said the case cannot be dismissed with prejudice based on the settlement unless the court or the Department of Labor approves it.

Judge J. Paul Oetken also adjourned all other filing deadlines, conference dates, and the trial date without setting new dates. The order states that settlement agreements generally will not be approved if filed under seal or in redacted form without special circumstances.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Pena v. 220 East 197 Realty LLC · No. 1:20-cv-07039
Judge
James Oetken
Date
Sept. 8, 2023

Background

The court was notified that the parties had reached a settlement in this Fair Labor Standards Act case. The order does not describe the underlying wage claims, the proposed settlement amount, or whether the court approved the settlement.

Court’s directions

The court advised that the parties may not dismiss the action with prejudice based on the settlement unless the settlement is approved by the court or the Department of Labor. The parties were directed to file a letter or stipulation, together with the settlement agreement, on the public docket by October 8, 2023.

The filing must explain why the proposed settlement is fair and reasonable. It must address at least the plaintiff’s possible recovery, the burdens and expenses the settlement would avoid, the litigation risks, whether experienced counsel negotiated at arm’s length, and the possibility of fraud or collusion. It must also discuss whether a genuine dispute exists about the number of hours worked or the compensation due, and how much the plaintiff’s attorney will seek in fees.

Other case scheduling

Absent special circumstances, the court stated that it would not approve a settlement filed under seal or in redacted form. Judge J. Paul Oetken adjourned all other filing deadlines, conference dates, and the trial date without setting new dates.

Disposition

This was a procedural order directing the parties to submit materials for possible settlement approval. It did not approve or reject the settlement and did not decide the merits of the Fair Labor Standards Act claims.

The authoritative version

Read the full 2-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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