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S.D.N.Y.Procedural orderFiled Oct. 27, 2023

Rodriguez v. Hogar, Inc.

Judge
Laura Swain
Docket
1:23-cv-07558
Court
U.S. District Court · Southern District of New York
Pages
11
EmploymentADA / DisabilityCivil ProcedurePro Se
In one sentence

In Rodriguez v. Hogar, Inc., Chief Judge Swain found the complaint insufficient but granted Jose Rodriguez 60 days to amend.

Who this affects

Jose Rodriguez received permission to amend his employment-discrimination and retaliation complaint. Hogar, Inc., William Martinez, and Noris Colon remained named defendants, but the court did not decide liability against them in this order.

What happened

In Rodriguez v. Hogar, Inc., Jose Rodriguez, representing himself, alleged that Hogar, Inc., and two supervisors discriminated and retaliated against him based on age and disability. He described comments about his job performance, absences related to coronavirus symptoms, and his termination after about one month of employment.

The court concluded that Rodriguez had not provided enough facts to support age-discrimination, disability-discrimination, or retaliation claims under the Age Discrimination in Employment Act and the Americans with Disabilities Act. Among other omissions, he did not state his age or facts showing that age or disability caused the alleged actions, and he did not identify protected activity that led to retaliation.

Chief Judge Laura Taylor Swain granted Rodriguez leave to file an amended complaint within 60 days and explained what additional facts it must contain. The court did not dismiss the action at this stage, but warned that failure to amend could lead to dismissal of the federal claims and declining to consider the state-law claims; it also denied fee-free status for an appeal.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Rodriguez v. Hogar, Inc. · No. 1:23-cv-07558
Judge
Laura Swain
Date
Oct. 27, 2023

Background

Jose Rodriguez filed this self-represented employment case against his former employer, Hogar, Inc., and Hogar employees William Martinez and Noris Colon. The court had previously allowed Rodriguez to proceed without paying filing fees. Rodriguez alleged claims involving employment discrimination and retaliation. The court understood the complaint to assert age and disability discrimination and retaliation under the Age Discrimination in Employment Act (ADEA) and Title I of the Americans with Disabilities Act (ADA) against Hogar, along with state-law claims under the New York State and New York City Human Rights Laws against Hogar, Martinez, and Colon.

Rodriguez alleged that he began working for Hogar as a Case Manager on May 3, 2022. Two days later, Martinez allegedly said that Rodriguez was not a good fit and should apply for another job. Rodriguez also alleged that a clinical supervisor left a note saying he could not function as a Case Manager, that Colon did not investigate his complaint about the note, and that Colon asked whether he had a mental-health issue. Rodriguez further alleged that he missed work because of coronavirus symptoms, returned to work after being threatened with termination, and was terminated by Colon on June 3, 2022. He alleged that Hogar gave poor job performance as the reason but that the real reason was his age.

Court’s analysis

The court reviewed the complaint under the standards applicable to a complaint filed without prepaying fees. It explained that such a complaint must be dismissed if it is frivolous, malicious, fails to state a legally sufficient claim, seeks money from an immune defendant, or invokes claims over which the court lacks subject-matter jurisdiction. The court also explained that although it must read a self-represented person’s allegations liberally, the complaint still must provide enough facts to make a claim plausible.

ADEA age-discrimination claims

The ADEA protects people age 40 or older from employment discrimination based on age. The court stated that the ADEA does not impose liability for age discrimination on individual employees, and it understood Rodriguez’s age-discrimination claim to be against Hogar rather than Martinez or Colon. The court found the claim insufficient because Rodriguez did not state his age when the alleged adverse actions occurred and did not allege facts showing that, but for his age, he would not have experienced those actions, including termination.

The court granted Rodriguez leave to amend the ADEA claim against Hogar. It directed him to state his age at the relevant time and provide facts showing that his age caused the alleged adverse employment actions.

ADA disability-discrimination claims

The ADA prohibits an employer from discriminating against a qualified person because of a disability. The court stated that individual employees cannot be held liable under Title I of the ADA and therefore understood Rodriguez’s disability-discrimination claim to be against Hogar only. For purposes of the order, the court assumed that Rodriguez’s allegations about Colon perceiving him as having a mental-health condition and about his coronavirus symptoms were enough to identify a potentially protected disability.

The court nevertheless found that Rodriguez had not alleged facts showing that Hogar took an adverse employment action because of a disability. In particular, he had not alleged that, but for Colon’s perception of a mental-health condition or Rodriguez’s coronavirus symptoms, Hogar would not have discriminated against him. The court granted leave to amend this claim against Hogar.

Retaliation claims

The court also understood Rodriguez to assert ADEA and ADA retaliation claims against Hogar, not against Martinez or Colon. It found that Rodriguez had not alleged facts showing that he engaged in protected activity—such as opposing unlawful discrimination or participating in a related proceeding—and then suffered an adverse action because of that activity. The allegations about the note, his complaint to Colon, Colon’s failure to investigate, and Colon’s question about a mental-health issue did not sufficiently establish retaliation under either statute.

The court granted Rodriguez leave to amend the ADEA and ADA retaliation claims against Hogar.

Disposition and amendment instructions

The court granted Rodriguez leave to file an amended complaint within 60 days. The amended complaint must provide a short and plain statement of the facts supporting each claim against each defendant, identify relevant people and their titles, describe what each defendant did or failed to do and when and where it happened, describe his injuries, and state the relief sought. The amended complaint will replace the original complaint rather than supplement it, so Rodriguez must repeat any facts or claims from the original complaint that he wants the court to consider.

The court did not dismiss the action in this order. It warned that if Rodriguez did not timely comply and could not show good cause, the court would dismiss the ADEA and ADA claims for failure to state a claim and would decline to consider the state-law claims under supplemental jurisdiction. The court also certified that an appeal would not be taken in good faith and denied Rodriguez permission to proceed without prepaying fees for an appeal.

The authoritative version

Read the full 11-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

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