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S.D.N.Y.Procedural orderFiled Jan. 16, 2024

Smith v. The State of New York

Judge
Laura Swain
Docket
1:23-cv-07613
Court
U.S. District Court · Southern District of New York
Pages
7
Civil RightsSection 1983Pro SeMotion to Dismiss
In one sentence

In Smith v. The State of New York, Judge Swain dismissed the action for failure to state a claim, denied further amendment, and declined state-law jurisdiction.

Who this affects

The dismissal affected Osmondo Dwayne Smith’s federal claims against New York and the named and unidentified correctional officials. Any state-law claims were left without federal supplemental jurisdiction, and further amendment was denied.

What happened

In Smith v. The State of New York, Osmondo Dwayne Smith, who was incarcerated and representing himself, filed a civil-rights lawsuit against New York and correctional officials. He alleged problems involving comments about his sexual orientation, retaliation, mail, and other prison events.

The court found that Smith’s second amended complaint still did not explain facts showing physical injury, an imminent threat to his safety, deliberate disregard of a known risk, or retaliation for filing grievances. The court also found that the complaint’s allegations were largely difficult to understand and did not provide the short and plain statement required by the federal rules.

Judge Laura Taylor Swain dismissed the action for failure to state a claim, declined to exercise jurisdiction over any state-law claims, denied further leave to amend, and denied fee-free status for an appeal after certifying that an appeal would not be taken in good faith.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Smith v. The State of New York · No. 1:23-cv-07613
Judge
Laura Swain
Date
Jan. 16, 2024

Background

Osmondo Dwayne Smith, who was incarcerated at Attica Correctional Facility, proceeded without a lawyer and was allowed to proceed without paying filing fees. He brought the action under 42 U.S.C. § 1983, a federal law allowing claims against state actors for constitutional violations.

Smith first filed a complaint and then filed amended pleadings. In an October 27, 2023 order, the court found that his first amended complaint did not comply with Rule 8 of the Federal Rules of Civil Procedure because it contained confusing and extraneous information and did not include a short and plain statement showing that he was entitled to relief. The court had understood the pleading to assert claims that correction officers endangered Smith by spreading rumors about his sexuality and retaliated against him for filing prison grievances. The court had already dismissed claims against New York under Eleventh Amendment immunity and allowed Smith to file a second amended complaint concerning the correction officers’ alleged conduct.

Smith filed a second amended complaint on December 1, 2023. It named Green Haven Superintendent Miller and numerous named and unidentified correction officers and Department of Corrections and Community Supervision officials. The complaint described events at Green Haven Correctional Facility and possibly Coxsackie Correctional Facility, including alleged comments about Smith’s sexuality, possible retaliation, mail problems, stolen designs, and an altercation with another prisoner. Smith requested that the court review audio and video footage and award money damages.

Court’s analysis

The court concluded that the second amended complaint did not cure the defects identified in the earlier order. It did not allege facts showing that Smith suffered physical injury or was threatened with imminent physical injury because of an officer’s comments about his sexual orientation. It also did not allege facts showing that an individual defendant knew about and disregarded a risk to Smith’s safety.

The court further found that the complaint did not allege facts suggesting that any defendant retaliated against Smith because he filed grievances. In addition, the court found that the series of largely incomprehensible allegations failed to satisfy Rule 8’s requirement that a complaint contain a short and plain statement showing entitlement to relief.

The court therefore dismissed the second amended complaint for failure to state a claim on which relief could be granted under 28 U.S.C. § 1915(e)(2)(B)(ii). The opinion also notes that some allegations appeared to concern mail tampering, but Smith had another action pending in the same court in which he asserted mail-tampering claims. The court stated that supporting facts could be included in an amended complaint in that prior related proceeding.

Other rulings and disposition

To the extent Smith intended to bring state-law claims, the court declined to exercise supplemental jurisdiction over them after dismissing the federal claims. Supplemental jurisdiction is the federal court’s authority to hear related state-law claims; the court declined to use that authority here.

The court denied further leave to amend because Smith had already been given an opportunity to correct the pleading and the court found no indication that another amendment could cure the defects. The court certified under 28 U.S.C. § 1915(a)(3) that an appeal would not be taken in good faith and therefore denied fee-free status for purposes of an appeal. The court directed the Clerk of Court to enter judgment. Judge Laura Taylor Swain signed the order.

The authoritative version

Read the full 7-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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