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D. Minn.Procedural orderFiled Dec. 27, 2021

Mendez v. Bocanegra

Judge
John Tunheim
Docket
0:20-cv-01438
Court
U.S. District Court · District of Minnesota
Pages
9
Civil ProcedurePro Se
In one sentence

In Mendez v. Bocanegra, Judge Tunheim dismissed Mendez’s individual-capacity claims without prejudice for failure to properly serve defendants.

Who this affects

The ruling affected Enoc Alcantara Mendez’s claims against Ubaldo Bocanegra and Shelley Stanton in their individual capacities. Those claims were dismissed without prejudice because Mendez did not properly serve the defendants. The court left the official-capacity claims in the amended complaint pending for the time being and gave the defendants 21 days to respond. Dionne Hart remained terminated as a party.

What happened

In Mendez v. Bocanegra, Enoc Alcantara Mendez sued Ubaldo Bocanegra and Shelley Stanton over alleged civil-rights violations. The court had served the defendants in their official capacities, but Mendez did not provide accurate addresses needed to serve them individually, despite repeated notices, an extension, and offers of help.

Mendez objected, arguing that the court should serve his original complaint, that he needed help finding the defendants’ addresses, and that Dionne Hart should be restored as a defendant. The court rejected each objection. It explained that the amended complaint replaced the original complaint, that Mendez was responsible for providing proper addresses, and that Hart was no longer a party because she was not named in the amended complaint.

Judge John R. Tunheim overruled Mendez’s objections, adopted the magistrate judge’s recommendation, and dismissed without prejudice the claims against Bocanegra and Stanton in their individual capacities. The court stated that the amended complaint also asserted claims against them in their official capacities and gave them 21 days to respond.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Mendez v. Bocanegra · No. 0:20-cv-01438
Judge
John Tunheim
Date
Dec. 27, 2021

Background

Enoc Alcantara Mendez, proceeding without a lawyer, sued Ubaldo Bocanegra and Shelley Stanton in their individual and official capacities. The complaint asserted a civil-rights claim under 42 U.S.C. § 1983 and concerned care provided within the scope of the defendants’ work for the Bureau of Prisons. The original lawsuit also named Dionne Hart, but the court terminated Hart after Mendez filed an amended complaint that did not list her as a defendant.

The court sent service-waiver forms to Bocanegra and Stanton using addresses provided by Mendez. Those forms were returned as undeliverable. The court repeatedly asked Mendez to provide accurate addresses and later granted a 45-day extension to complete service. Mendez continued to submit forms listing the same incorrect address. The defendants were served in their official capacities but were not served in their individual capacities.

Mendez’s objections

Mendez objected to the magistrate judge’s recommendation that his individual-capacity claims be dismissed without prejudice. He argued that the court should have served the original complaint, that his civil commitment prevented him from finding new addresses and justified appointing someone to do so, and that Hart should be reinstated as a defendant.

Court’s analysis

The court overruled the first objection because the amended complaint superseded the original complaint. The court had already arranged service of the amended complaint and had no obligation to serve a complaint that was no longer the operative pleading.

The court overruled the second objection because Mendez was responsible for providing proper addresses for individual service on federal employees under Federal Rule of Civil Procedure 4(i). The court found that Mendez had been given multiple opportunities and explanations, an extension of time, and offers of assistance from defense counsel, but had not taken sufficient steps to obtain accurate addresses or complete service.

The court overruled the third objection because Hart was not named in the amended complaint and therefore was no longer a party. The court also stated that a request to reinstate Hart could not properly be raised through objections to a report and recommendation that did not address her termination.

Disposition

Judge Tunheim overruled Mendez’s objections and adopted the magistrate judge’s September 24, 2021 report and recommendation. The court dismissed without prejudice the claims against Bocanegra and Stanton in their individual capacities. “Without prejudice” means the dismissal did not prohibit filing the claims again if they can be properly supported. The court determined that the amended complaint was filed against the defendants in both their official and individual capacities and gave the defendants 21 days from the order’s filing to respond to the amended complaint.

The authoritative version

Read the full 9-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

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