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S.D.N.Y.Procedural orderFiled Feb. 5, 2020

Philippeaux v. Entin

Judge
Ronnie Abrams
Docket
1:19-cv-02205
Court
U.S. District Court · Southern District of New York
Pages
5
Civil ProcedureTortMotion to DismissPro Se
In one sentence

Philippeaux v. Entin: Judge Abrams dismissed the legal-malpractice case with prejudice after finding no diversity or federal-question jurisdiction.

Who this affects

Philander Philippeaux’s legal-malpractice and related claims against Alvin Ernest Entin, Entin & Della Fera, P.A., Joyce London, Joyce London, P.C., and Christopher Madiou, Esq. were dismissed with prejudice, and the case was closed.

What happened

In Philippeaux v. Entin, Philander Philippeaux, representing himself, sued his former criminal-defense attorneys and their law firms for legal malpractice and related claims. The defendants asked the court to dismiss the case.

Philippeaux objected to a magistrate judge’s recommendation to dismiss the case. He argued that the court had authority because the parties might be citizens of different states and because his claims involved federal law.

Judge Ronnie Abrams adopted the recommendation, granted the defendants’ motions to dismiss, and dismissed the case with prejudice. The court found no diversity jurisdiction because the parties were not completely diverse and no federal-question jurisdiction because the claims arose under state law.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Philippeaux v. Entin · No. 1:19-cv-02205
Judge
Ronnie Abrams
Date
Feb. 5, 2020

Background

Philander Philippeaux, proceeding without a lawyer, sued Alvin Ernest Entin; Entin & Della Fera, P.A.; Joyce London; Joyce London, P.C.; and Christopher Madiou, Esq. He asserted legal-malpractice and related claims against his former criminal-defense attorneys and their law firms. The opinion states that London and Madiou were Philippeaux’s trial counsel and that Entin was his appellate counsel.

The defendants moved to dismiss under Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6). A magistrate judge recommended granting each motion and dismissing the case with prejudice. Philippeaux filed objections to that recommendation.

Jurisdictional objections

Philippeaux challenged the recommendation’s conclusion that the court lacked diversity jurisdiction, which is jurisdiction based on the parties’ citizenship in different states. The court explained that diversity jurisdiction requires every plaintiff to be a citizen of a different state from every defendant. The court stated that Philippeaux and Entin appeared to be citizens of Florida, which defeated complete diversity. It also explained that diversity would be lacking whether Philippeaux was treated as a Florida citizen or a New York citizen, because the action included Entin, identified as a Florida citizen, and London, identified as a New York citizen.

Philippeaux also argued that the court had federal-question jurisdiction because his claims involved federal law and arose under the Constitution or federal treaties. The court rejected that argument because he did not identify a federal law or statute underlying his claims. It agreed with the magistrate judge that the claims were tort claims rooted in state law and that legal-malpractice claims did not establish federal-question jurisdiction.

The court also addressed Philippeaux’s assertion, raised for the first time in his objections, that he was a foreign citizen or alien. It declined to consider that new argument and stated that, even if considered, it would not establish diversity jurisdiction because the opinion treated his domicile as Florida and explained that a person has only one domicile for diversity purposes.

Ruling

Judge Ronnie Abrams found no error in the magistrate judge’s report and recommendation. She adopted it in its entirety, granted the defendants’ motions to dismiss, and dismissed the case with prejudice. The clerk was directed to terminate the pending motions, mail a copy of the order to Philippeaux, and close the case.

Classification basis

This is a procedural order because the court dismissed the action for lack of subject-matter jurisdiction without deciding whether the alleged legal malpractice occurred.

The authoritative version

Read the full 5-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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