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S.D.N.Y.Procedural orderFiled June 18, 2020

Williams v. Essex

Judge
Philip Halpern
Docket
7:19-cv-11545
Court
U.S. District Court · Southern District of New York
Pages
8
Civil ProcedureSection 1983Civil RightsPro Se
In one sentence

In Williams v. Essex, Judge Halpern dismissed claims against the Board and ordered service on several defendants.

Who this affects

Andrew Williams’s claims against the New York State Board of Examiners for Sex Offenders were dismissed. The court ordered service of Williams’s claims on F. Foster, Steve Whitbeck, Dawn Amsler, Edwin Elffied, Mark Osborne, and Stephen Webster, while E. Nova and P. Essex had already been served.

What happened

Williams v. Essex concerns Andrew Williams’s amended claims arising from events at Woodbourne Correctional Facility. The opinion states that Williams had been released by the time he filed the action and was allowed to proceed without paying the filing fee upfront.

The court concluded that the New York State Board of Examiners for Sex Offenders is protected from these federal claims by constitutional immunity for states and state agencies. The court also directed that F. Foster and the newly added individual defendants be served by the U.S. Marshals Service.

Judge Philip M. Halpern dismissed Williams’s claims against the Board, instructed the Clerk to arrange service on the listed defendants, and denied permission to appeal without paying fees because an appeal would not be taken in good faith.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Williams v. Essex · No. 7:19-cv-11545
Judge
Philip Halpern
Date
June 18, 2020

Background

Andrew Williams filed an amended complaint concerning events that occurred while he was incarcerated at Woodbourne Correctional Facility. The opinion states that he had been released by the time he filed the action. The court had previously granted him permission to proceed without paying the filing fee upfront. Defendants E. Nova and P. Essex had been served.

The amended complaint added individual defendants Steve Whitbeck, Dawn Amsler, Edwin Elffied, Mark Osborne, and Stephen Webster, as well as the New York State Board of Examiners for Sex Offenders.

Screening standard

Because Williams was allowed to proceed without paying the filing fee upfront, the court was required to dismiss any claim that was frivolous, malicious, failed to state a legally sufficient claim, sought money from an immune defendant, or fell outside the court’s subject-matter jurisdiction. The court also explained that it must read filings from people without lawyers generously, while still requiring enough factual detail to make a claim plausible.

Board of Examiners

The court held that the New York State Board of Examiners for Sex Offenders is an arm of New York State. Under the constitutional protection for states and their agencies, New York had not agreed to be sued in federal court, and Congress had not removed that protection for claims under 42 U.S.C. § 1983. The court therefore held that Williams’s § 1983 claims against the Board were barred and dismissed those claims under 28 U.S.C. § 1915(e)(2)(B)(iii).

Service of process

The court noted that service on F. Foster had not been completed because he no longer worked at Woodbourne Correctional Facility. It directed that Foster be served at Ulster Correctional Facility, where the opinion said he reportedly worked.

The court also directed the Clerk of Court to prepare service forms and issue summonses for Steve Whitbeck, Dawn Amsler, Edwin Elffied, Mark Osborne, and Stephen Webster. Because Williams was proceeding without paying the filing fee upfront, the U.S. Marshals Service would carry out service. The court extended the service deadline to 90 days after the summons was issued and stated that Williams must notify the court if his address changed.

Conclusion and appeal status

The court dismissed Williams’s claims against the New York State Board of Examiners for Sex Offenders. It ordered the Clerk to provide the necessary documents and addresses to the Marshals Service for service on F. Foster and the five listed individual defendants. The court also certified that an appeal would not be taken in good faith and denied permission to appeal without paying fees for that appeal.

The opinion says the amended complaint added six individual defendants but lists five individuals by name. The supplied case metadata identifies the filing date as June 18, 2020, while the opinion refers to an earlier order dated December 20, 2020; those dates appear inconsistent.

The authoritative version

Read the full 8-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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