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S.D.N.Y.Procedural orderFiled Aug. 14, 2020

Herbert v. Ginty

Judge
Philip Halpern
Docket
7:20-cv-06348
Court
U.S. District Court · Southern District of New York
Pages
17
Civil RightsPro SeCivil ProcedureSection 1983
In one sentence

In Herbert v. Ginty, Judge Stanton let Jeremiah F. Herbert amend his civil-rights complaint after finding its allegations insufficiently specific.

Who this affects

Jeremiah F. Herbert, a pretrial detainee proceeding without a lawyer, received permission to amend his claims against Sullivan County Jail officials and lawyer defendants. The defendants faced no immediate summons because the court required a more specific amended complaint first.

What happened

In Herbert v. Ginty, Jeremiah F. Herbert, a pretrial detainee at Sullivan County Jail, sued jail officials and attorneys, alleging religious discrimination, poor confinement conditions, and inadequate law-library access. He sought money damages and court orders requiring changes.

The court found that the complaint did not provide enough specific facts showing what each defendant did, how Herbert was personally affected, or how the alleged events violated his rights. It also explained that some defendants might be protected from damages claims, and that the private attorney named in the complaint was generally not acting for the state.

Judge Louis L. Stanton granted Herbert permission to file an amended complaint within 60 days. The amended complaint must replace the original and identify the relevant facts, defendants, dates, locations, injuries, and requested relief; if Herbert does not comply without good cause, the complaint will be dismissed for failure to state a claim.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Herbert v. Ginty · No. 7:20-cv-06348
Judge
Philip Halpern
Date
Aug. 14, 2020

Background

Jeremiah F. Herbert, proceeding without a lawyer, sued Captain James E. Ginty, Deputy Officer Ruggiero, Lieutenant Christopher Bini, Robert Zangla, Meagan Galligan, and Frank J. LaBuda. Herbert was a pretrial detainee at Sullivan County Jail. The complaint alleged that Ginty and Bini discriminated against Muslim detainees, physically abused and intimidated them, and denied access to Friday-night religious services and an imam or chaplain. Herbert also alleged that detainees lacked access to unspecified therapeutic treatments and had insufficient time and materials in the law library. He made separate, largely unexplained allegations against Galligan, Zangla, and LaBuda.

The complaint was filed with two other prisoners as a proposed class action, but the court had previously ordered the cases separated. Herbert sought money damages and injunctive relief, meaning a court order requiring or prohibiting particular conduct. The court had already allowed him to proceed without paying the filing fee upfront.

Screening standard

The court screened the complaint under the Prison Litigation Reform Act. That law requires courts to review prisoner complaints and dismiss claims that are frivolous, malicious, fail to state a claim, seek money from an immune defendant, or fall outside the court’s subject-matter jurisdiction. Although courts read complaints filed without lawyers liberally, the complaint still must provide enough facts to make a claim plausible and must comply with the requirement to give a short and plain statement showing entitlement to relief.

Claims involving jail defendants

The court said Herbert’s religious-discrimination allegations implicated the First Amendment’s protection for religious exercise and the Religious Land Use and Institutionalized Persons Act. The court explained that Herbert needed to provide specific facts showing how jail employees or officials substantially burdened or interfered with his religious practice and how each defendant was involved. Because the complaint instead made general allegations about Muslim prisoners, the court granted leave to amend those claims. The court also noted that the religious-land-use statute did not allow money damages against state officials in their official capacities, although injunctive and declaratory relief might be available.

The court treated the allegations about therapeutic services, recreation, showers, and other confinement conditions as claims under 42 U.S.C. § 1983, a law allowing suits for violations of federal rights by people acting under state authority. Because Herbert was a pretrial detainee, the court referred to the Fourteenth Amendment standards applicable to detainees while explaining that similar deliberate-indifference standards apply to serious health or safety risks. Herbert needed to allege an excessive risk and each defendant’s deliberate indifference and personal involvement. The complaint did not provide enough facts about the therapeutic services, did not clearly show whether Herbert intended to pursue matters mentioned only in attached grievances, and did not explain each defendant’s personal involvement. The court therefore granted leave to replead these claims.

The court treated the law-library allegations as claims about access to the courts. It explained that inadequate library time or materials alone is not enough; a plaintiff must show actual injury, such as that the alleged restrictions hindered a nonfrivolous legal claim. Herbert had not alleged that the library restrictions actually hindered such a claim, so the court granted leave to add supporting facts.

Claims involving lawyer defendants

The court stated that prosecutors generally have absolute immunity from damages claims for actions within their official duties that are closely connected to the criminal trial. It said that if Herbert’s claims against Galligan and Zangla were based on such conduct, those claims could not proceed because the defendants would be immune from the requested monetary relief.

The court also held that Herbert had not stated a § 1983 claim against LaBuda because LaBuda was a private attorney and was not a state actor. The court added that a private attorney’s representation of a defendant in state criminal proceedings generally does not become state action merely because the attorney is privately retained, court-appointed, or a public defender. The court further noted that if Herbert was suing LaBuda as a judge, LaBuda could be immune from damages for actions within judicial responsibilities.

Disposition and amendment requirements

The court granted Herbert leave to file an amended complaint within 60 days. The amended complaint must completely replace the original rather than supplement it. It must identify the relevant people and their titles, describe what each defendant did or failed to do, provide dates and locations when possible, explain the rights allegedly violated and resulting injuries, and state the relief sought. The court directed Herbert to submit it to the Pro Se Intake Unit with the case number and caption it “Amended Complaint.” No summons would issue at that time. The court stated that if Herbert failed to comply and could not show good cause, the complaint would be dismissed for failure to state a claim.

The authoritative version

Read the full 17-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

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