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S.D.N.Y.Procedural orderFiled Jan. 25, 2021

Regeneron Pharmaceuticals Inc. v. Novartis Pharma AG

Judge
Philip Halpern
Docket
7:20-cv-05502
Court
U.S. District Court · Southern District of New York
Pages
3
Civil ProcedureContract
In one sentence

In Regeneron Pharmaceuticals v. Novartis Pharma, Judge Halpern granted Regeneron’s request to seal its amended complaint’s unredacted version and keep narrow redactions.

Who this affects

Regeneron, Novartis Pharma AG, Novartis Technology LLC, Novartis Pharmaceuticals Corporation, and Vetter Pharma International GmbH; the unredacted First Amended Complaint remains under seal, while the public version keeps the approved redactions.

What happened

Regeneron Pharmaceuticals Inc. v. Novartis Pharma AG concerned Regeneron’s request to file the unredacted version of its First Amended Complaint under seal and keep redactions in the public version. The request was unopposed.

Regeneron said the redacted material contained confidential, commercially sensitive terms from patent licensing and commercial development agreements involving Regeneron, Vetter, and Novartis. It argued that public disclosure could harm the parties in future negotiations.

Judge Halpern granted the motion. The court found that the proposed redactions were narrowly tailored to protect competitive business information and that the information’s sensitivity outweighed the public’s access interest.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Regeneron Pharmaceuticals Inc. v. Novartis Pharma AG · No. 7:20-cv-05502
Judge
Philip Halpern
Date
Jan. 25, 2021

Background

Regeneron asked to file the unredacted version of its First Amended Complaint under seal and to maintain redactions in the publicly filed version. The request was made after Regeneron conferred with Novartis Pharma AG, Novartis Technology LLC, Novartis Pharmaceuticals Corporation, and Vetter Pharma International GmbH. The defendants did not oppose the request.

The redactions concerned confidential business information from agreements involving Regeneron and Vetter, and Novartis and Vetter. The information included nonpublic terms of patent licensing agreements, commercial development agreements, and later amendments. Regeneron stated that the information had been designated for disclosure only to outside counsel under the protective order.

Legal standard

The court applied the three-part test from the Second Circuit’s decision in Lugosch v. Pyramid Co. of Onondaga. Under that test, the court determines whether the materials are judicial documents, assesses the strength of the common-law presumption that judicial records should be open to the public, and balances competing interests against that presumption.

The court noted that the existence of a confidentiality order does not by itself justify avoiding disclosure. The court still had to evaluate the proposed redactions.

Ruling

The court granted Regeneron’s motion to file the unredacted First Amended Complaint under seal and to maintain the redactions in the publicly filed version. After reviewing the proposed redactions, the court found that they were narrowly tailored to protect competitive business information. It concluded that the sensitivity of the information outweighed the presumption of public access.

The authoritative version

Read the full 3-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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