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S.D.N.Y.Procedural orderFiled Apr. 12, 2021

Williams v. Helix Nutrition LLC

Judge
Valerie Caproni
Docket
1:21-cv-02304
Court
U.S. District Court · Southern District of New York
Pages
2
Civil ProcedureClass Action
In one sentence

In Williams v. Helix Nutrition LLC, Judge Caproni dismissed the settled case with prejudice, but the settlement binds only Williams and Helix, not absent putative class members.

Who this affects

Milton Williams and Helix Nutrition LLC were bound by the dismissal. Any absent putative class members were not bound by the dismissal or any settlement between the parties.

What happened

In Williams v. Helix Nutrition LLC, Milton Williams and Helix Nutrition LLC told the court they had reached an agreement in principle resolving all issues.

The court canceled scheduled conferences and deadlines and directed the clerk to close the case. The order also removed the class-action language from the caption because the parties had not indicated that they would follow the federal rule governing class settlements.

Judge Valerie Caproni dismissed the case with prejudice and without costs or attorneys’ fees to either party. The dismissal and any settlement apply only between Williams and Helix and do not bind absent people who might have been members of the proposed class. The parties had 30 days to seek reopening for good cause or to ask the court to retain authority to enforce their settlement agreement.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Williams v. Helix Nutrition LLC · No. 1:21-cv-02304
Judge
Valerie Caproni
Date
Apr. 12, 2021

Background

Milton Williams brought the case on behalf of himself and other similarly situated people against Helix Nutrition LLC. On April 8, 2021, the parties notified the court that they had reached an agreement in principle resolving all issues. The opinion does not state the terms of that agreement.

Court’s Orders

The court canceled all previously scheduled conferences and other deadlines. It dismissed the case with prejudice and without costs, including attorneys’ fees, to either party. The clerk was directed to terminate all open motions and close the case.

The parties could apply to reopen the case within 30 days, but such an application had to show good cause for keeping the case open in light of the settlement. A request filed after 30 days, or filed without a showing of good cause, could be denied on that basis alone.

If the parties wanted the court to retain authority to enforce their settlement agreement, they had to submit the agreement and request an order expressly retaining that authority within the same 30-day period.

Effect on the Proposed Class

The court directed the clerk to remove the language “individually and on behalf of all others similarly situated” from the caption. Because the parties had not notified the court that they intended to comply with Federal Rule of Civil Procedure 23(e), which governs certain class settlements and dismissals, the dismissal and any settlement were operative only between Williams and Helix. They did not bind absent putative class members.

Disposition

Judge Valerie Caproni dismissed the case with prejudice, without costs to either party, and closed the case, while allowing the parties 30 days to seek reopening or court retention of authority to enforce the settlement under the conditions stated in the order.

The authoritative version

Read the full 2-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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