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S.D.N.Y.Substantive rulingFiled Mar. 18, 2022

Shafer v. Saul

Judge
Vernon Broderick
Docket
1:20-cv-03060
Court
U.S. District Court · Southern District of New York
Pages
3
Social SecurityCivil Procedure
In one sentence

In Shafer v. Saul, Judge Broderick remanded Janette L. Shafer’s disability-benefits case for further proceedings.

Who this affects

Janette L. Shafer’s claim for Social Security Disability Insurance benefits and the Commissioner of Social Security’s decision denying those benefits.

What happened

In Shafer v. Saul, Janette L. Shafer challenged the Social Security Commissioner’s renewed denial of her Social Security Disability Insurance benefits after an earlier remand. She argued that the Administrative Law Judge had violated the rule governing consideration of treating-physician evidence.

Magistrate Judge Debra Freeman recommended remanding the case again because the Administrative Law Judge had not taken enough steps to develop the record as previously ordered. The recommendation concluded that the treating-physician rule was not violated in the evaluation of certain evidence, but that the failure to develop the record required further proceedings.

Neither party objected. Judge Vernon S. Broderick found no clear error, adopted the recommendation in full, remanded the case for further proceedings, denied the Commissioner’s cross-motion for judgment on the pleadings, and directed the Clerk’s Office to close the case.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Shafer v. Saul · No. 1:20-cv-03060
Judge
Vernon Broderick
Date
Mar. 18, 2022

Background

Janette L. Shafer brought this action under 42 U.S.C. §§ 405(g) and 1383(c)(3), seeking review of the Commissioner of Social Security’s final decision denying her Social Security Disability Insurance benefits. The Commissioner had denied benefits after the case returned from an earlier related proceeding in which the court had ordered further proceedings.

Shafer moved for judgment on the pleadings, arguing that the Administrative Law Judge’s findings violated the treating-physician rule. The Commissioner filed a cross-motion for judgment on the pleadings.

Report and Recommendation

Magistrate Judge Debra Freeman recommended granting Shafer’s motion to the extent that the case should be remanded for further proceedings and denying the Commissioner’s cross-motion. Judge Freeman concluded that the Administrative Law Judge had not violated the treating-physician rule in evaluating certain evidence. However, the Administrative Law Judge failed to take sufficient steps to develop the record as the court had previously directed.

District Court’s Review and Disposition

Because neither party objected to the Report and Recommendation, Judge Vernon S. Broderick reviewed it for clear error. He found none and adopted the Report and Recommendation in its entirety. The court remanded the case for further proceedings consistent with the recommendation, denied the Commissioner’s cross-motion for judgment on the pleadings, and directed the Clerk’s Office to close the case.

The authoritative version

Read the full 3-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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