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S.D.N.Y.Procedural orderFiled Nov. 28, 2022

Brock v. Vassar Brothers Medical Center

Judge
Laura Swain
Docket
1:22-cv-09342
Court
U.S. District Court · Southern District of New York
Pages
6
Civil ProcedureTortPro Se
In one sentence

In Brock v. Vassar Brothers Medical Center, Judge Swain dismissed Brock’s malpractice case for lack of federal jurisdiction and denied leave to amend.

Who this affects

Terrell Brock’s malpractice complaint against Vassar Brothers Medical Center was dismissed for lack of subject-matter jurisdiction. Brock was denied leave to amend and fee-free status for an appeal, and he received a warning about repeated duplicative filings.

What happened

In Brock v. Vassar Brothers Medical Center, Terrell Brock, who was representing himself, sued the hospital for allegedly failing to diagnose three fractured ribs after an assault. He sought $100,000 in damages and had permission to file without paying court fees in advance.

The court said Brock did not identify a federal-law claim. Medical malpractice is generally a state-law claim, and the complaint did not show that the parties were citizens of different states; it suggested both were citizens of New York. The court therefore lacked the power to hear the case.

Judge Laura Taylor Swain dismissed the complaint for lack of subject-matter jurisdiction and denied Brock permission to amend because the defects could not be fixed by amendment. The court also denied fee-free status for an appeal, directed the Clerk to enter judgment, and warned that repeated duplicative filings could lead to restrictions on future fee-free cases.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Brock v. Vassar Brothers Medical Center · No. 1:22-cv-09342
Judge
Laura Swain
Date
Nov. 28, 2022

Background

Terrell Brock, proceeding without a lawyer, sued Vassar Brothers Medical Center for medical malpractice. Brock alleged that, after he was assaulted on July 4, 2020, Vassar’s emergency-room doctors treated cuts on his head and pain in his right ribs but failed to diagnose three rib fractures. He later received that diagnosis at White Plains Hospital. Brock also alleged that Vassar ignored his requests for medical records and sought $100,000 in damages.

The court had granted Brock permission to proceed without prepaying filing fees. Brock used a prisoner complaint form but did not identify a basis for federal jurisdiction.

Subject-Matter Jurisdiction

Subject-matter jurisdiction is the court’s legal power to hear a case. The court explained that federal jurisdiction generally requires either a claim arising under federal law or diversity jurisdiction, which requires the parties to be citizens of different states and the amount in controversy to exceed $75,000.

The court concluded that Brock’s allegations described medical malpractice under state law and did not suggest a violation of federal law. In a footnote, the court also stated that the allegations did not suggest a claim under Section 1983, a statute allowing claims for violations of federal rights by people acting for a state or local government, because Vassar Brothers Medical Center is a private entity and the alleged malpractice occurred while Brock was not in custody.

The court also found that Brock had not alleged facts establishing diversity jurisdiction. The complaint suggested that both Brock and Vassar were citizens of New York. Because Brock did not show either federal-question or diversity jurisdiction, the court dismissed the complaint under Federal Rule of Civil Procedure 12(h)(3).

Leave to Amend

The court denied Brock leave to amend. It explained that although courts generally give self-represented plaintiffs an opportunity to correct defects, amendment was not required when it would be futile. The court found that the defects in this complaint could not be cured by amendment.

Other Orders

The court noted that Brock had previously filed a nearly identical fee-free action against Vassar concerning the failure to diagnose his broken ribs, and that the earlier action had also been dismissed for lack of subject-matter jurisdiction. The court warned that continued duplicative litigation could lead to an order requiring Brock to explain why he should not be barred from filing future fee-free actions without first obtaining permission.

In the conclusion, Judge Laura Taylor Swain dismissed the complaint for lack of subject-matter jurisdiction, certified that any appeal would not be taken in good faith, denied fee-free status for purposes of an appeal, and directed the Clerk of Court to enter judgment.

The authoritative version

Read the full 6-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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