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S.D.N.Y.Procedural orderFiled Feb. 21, 2023

Alexander v. New York City Department of Probation

Judge
Laura Swain
Docket
1:23-cv-01246
Court
U.S. District Court · Southern District of New York
Pages
3
Civil ProcedurePro Se
In one sentence

Alexander v. New York City Department of Probation was dismissed without prejudice under a filing ban, Judge Swain ruled, and appeal-related IFP status was denied.

Who this affects

The dismissal directly affected the action filed in the names of Liam Alexander and Liam Alexander PR. It also applied to Sean Finnegan because the court found that he had filed the case and sought fee-free status in Alexander’s name. The court did not decide the underlying claims against the New York City Department of Probation, Bianca Mendez, Wendy Israel, or A. Archidi.

What happened

In Alexander v. New York City Department of Probation, the court found that Sean Finnegan had filed the case using Liam Alexander’s name and had applied to proceed without paying filing fees in Alexander’s name. Finnegan was already barred from filing new fee-free cases without court permission.

The court also addressed “Liam Alexander PR,” which it said appeared to be a corporation. Because Finnegan was not a lawyer, the court said he could not represent a corporation in federal court without licensed counsel. The opinion did not decide the underlying claims against the Department of Probation or the other defendants.

Judge Laura Taylor Swain dismissed the action without prejudice under the earlier filing ban, denied fee-free status for any appeal, certified that an appeal would not be taken in good faith, and directed the Clerk of Court to enter judgment.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Alexander v. New York City Department of Probation · No. 1:23-cv-01246
Judge
Laura Swain
Date
Feb. 21, 2023

Background

The plaintiffs were listed as Liam Alexander and Liam Alexander PR. The court found that Sean Finnegan had filed the action in Alexander’s name and had signed an application to proceed without paying filing fees using Alexander’s name. Finnegan was barred from proceeding without paying filing fees in this court unless he obtained permission under a prior filing injunction.

The court stated that this was the sixth action it had received from Finnegan in Alexander’s name. In earlier rounds of related litigation, the court had found or suspected that Finnegan—not Alexander—had filed actions using Alexander’s name. The court had dismissed one earlier action after Finnegan failed to respond to an order requiring him to explain why the filing should not be covered by the filing injunction.

Analysis

The court concluded that Finnegan had again filed an action in Alexander’s name and had sought fee-free status in Alexander’s name. It therefore treated the filing as subject to the prior filing injunction. The court also noted that “Liam Alexander PR” appeared to be a corporation. Under federal law, corporations and other artificial entities generally must appear through licensed counsel, and Finnegan was not a lawyer. The court therefore stated that he could not bring claims on the corporation’s behalf without counsel.

The opinion dismissed the action based on the filing injunction and did not reach the merits of the claims against the defendants.

Disposition

The court dismissed the action without prejudice under the prior filing injunction because Finnegan had not complied with it. The court certified under 28 U.S.C. § 1915(a)(3) that an appeal would not be taken in good faith and denied fee-free status for purposes of an appeal. It directed the Clerk of Court to enter judgment.

Classification

This is a procedural order because the court dismissed the action for failure to comply with a prefiling injunction and did not decide the underlying claims.

The authoritative version

Read the full 3-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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