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S.D.N.Y.Substantive rulingFiled June 5, 2023

Andy V. v. Kijakazi

Judge
Jones
Docket
1:21-cv-10331
Court
U.S. District Court · Southern District of New York
Pages
27
Social SecurityCivil Procedure
In one sentence

In Andy V. v. Kijakazi, Judge Jones denied Andy V.’s motion, granted the Commissioner’s motion, and dismissed the case.

Who this affects

Andy V.’s claim for Disability Insurance Benefits was denied, and the Commissioner’s denial of benefits for the period from January 4, 2014, through December 31, 2017, was upheld.

What happened

In Andy V. v. Kijakazi, Andy V. sought review of the denial of his application for disability benefits. He argued that the Administrative Law Judge mishandled the medical evidence, his testimony, the disability-listing analysis, and the assessment of available jobs.

The court concluded that substantial evidence supported the decision. It found that the Administrative Law Judge reasonably evaluated the listed impairments, medical opinions, Andy V.’s reported symptoms, daily activities, and the vocational expert’s testimony.

Judge Jones denied Andy V.’s motion for judgment on the pleadings, granted the Commissioner’s motion, and dismissed the case. The court directed the Clerk to enter final judgment for the Commissioner and close the file.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Andy V. v. Kijakazi · No. 1:21-cv-10331
Judge
Jones
Date
June 5, 2023

Background

Andy V. applied for Disability Insurance Benefits in December 2014, alleging that he became disabled on January 4, 2014. The Social Security Administration denied the application. After an earlier related proceeding resulted in a remand for additional administrative proceedings, an Administrative Law Judge held another hearing and again denied benefits for the period from January 4, 2014, through December 31, 2017, the date Andy V. was last insured. The Appeals Council declined further review, making the Administrative Law Judge’s decision the Commissioner’s final decision.

Andy V., represented by counsel, filed this federal action seeking review under 42 U.S.C. §§ 405(g) and 1383(c)(3). Both sides moved for judgment on the pleadings, asking the court to decide the case based on the existing record.

Administrative Law Judge’s Decision

The Administrative Law Judge found that Andy V. had severe chronic obstructive pulmonary disease, diabetes mellitus, sleep apnea, pancreatitis, neck and shoulder pain syndromes, cervical and lumbar degenerative disc disease, and obesity. The judge found that these impairments did not meet or medically equal an impairment listed in the regulations.

The judge determined that Andy V. retained the residual functional capacity—the most he could still do despite his impairments—to perform light work with several restrictions. He needed a clean-air environment, could only occasionally stoop, kneel, crouch, reach overhead, lift, or carry, could not crawl, and needed access to a portable oxygen tank for emergency use. Although he could not return to his past work as a mail carrier, the judge found that other jobs existed in significant numbers in the national economy that he could perform.

Court’s Analysis

The court reviewed whether the Commissioner applied the correct legal standards and whether substantial evidence supported the decision. Substantial evidence means relevant evidence that a reasonable person could accept as adequate to support a conclusion. The court did not reconsider the disability question from the beginning.

Listed impairments. The court rejected Andy V.’s challenge to the analysis of the regulatory listings. It noted that he did not clearly identify which listing he believed was satisfied or show that the Administrative Law Judge’s analysis lacked substantial evidence. The court found reasonable the judge’s reliance on records showing full cervical-spine motor strength, generally preserved neurological findings, and pulmonary testing that did not establish that the respiratory impairment met or equaled a listing.

Medical opinions. The court upheld the decision to give very limited weight to Dr. Ruth Johnson’s opinion that Andy V. was totally and permanently disabled and little weight to Dr. Cesarski’s restrictive assessment. The court explained that whether someone is disabled or unable to work is a decision reserved to the Commissioner. It also found that the opinions were inconsistent with treatment records, examination findings, other medical evidence, and reported daily activities. The court noted that consultative examiner Dr. Ravi recognized the chronic obstructive pulmonary disease but found no breathing-related limitations other than avoiding respiratory irritants, and that other evidence supported less restrictive limitations. Because the record contained conflicting medical opinions, the court said resolving those conflicts was the Commissioner’s role.

Reported symptoms and credibility. The court upheld the Administrative Law Judge’s decision not to fully credit Andy V.’s statements about the intensity and effects of his pain and other symptoms. The judge reasonably found those statements inconsistent with treatment records, medical opinions, and reported activities such as dressing, running errands, driving short distances, walking frequently, climbing stairs, and using public transportation. The court acknowledged evidence supporting Andy V.’s position, including his strong work record, but concluded that the judge gave sufficiently specific, record-based reasons for the assessment.

Available work. The court also rejected Andy V.’s challenges to the fifth step of the disability analysis. It found that the Administrative Law Judge recognized Andy V.’s change in age category while the application was pending. Although the judge limited counsel’s questioning of the vocational expert, the court found no due-process violation because the judge appropriately directed counsel to ask questions in vocational rather than medical terms, and Andy V. did not establish prejudice that further questioning could remedy. The court also rejected the argument that reliance on the Dictionary of Occupational Titles was improper because that publication had not been updated since 1991.

Disposition

The court DENIED Andy V.’s motion for judgment on the pleadings, GRANTED the Commissioner’s motion for judgment on the pleadings, and DISMISSED the case. It directed the Clerk to enter final judgment in favor of the Commissioner and close the file.

The authoritative version

Read the full 27-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

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