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S.D.N.Y.Procedural orderFiled Apr. 15, 2024

Burns v. Smith

Judge
Laura Swain
Docket
1:24-cv-01860
Court
U.S. District Court · Southern District of New York
Pages
3
Civil ProcedurePro Se
In one sentence

In Burns v. Smith, Judge Swain denied Burns permission to proceed without fees and dismissed his complaint without prejudice under the three-strikes rule.

Who this affects

George Burns’s ability to pursue this action without paying filing fees; the complaint was dismissed without prejudice, and he remained barred from proceeding without fees in future federal civil actions while subject to the three-strikes rule unless he showed imminent danger of serious physical injury.

What happened

In Burns v. Smith, George Burns sued Patrick A. Smith, an investigator for the New York State Attorney Grievance Committee, over filings Burns said were rejected and returned. Burns also asked to bring the case without paying the filing fee.

The court said Burns had three prior qualifying dismissals under the Prison Litigation Reform Act, so he could not proceed without paying unless he showed an immediate danger of serious physical injury connected to his claims. Burns pointed to COVID-19 exposure and symptoms at the psychiatric facility where he was held, but those allegations concerned his housing and medical conditions, not Smith’s handling of his filings.

Judge Laura Taylor Swain denied Burns’s request to proceed without paying fees and dismissed the complaint without prejudice under the three-strikes rule. The court also denied fee-free status for an appeal and directed the Clerk of Court to enter judgment.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Burns v. Smith · No. 1:24-cv-01860
Judge
Laura Swain
Date
Apr. 15, 2024

Background

George Burns brought this civil action against Patrick A. Smith, whom Burns identified as an investigator for the New York State Attorney Grievance Committee of the Ninth Judicial District. Burns alleged that Smith violated his constitutionally protected liberties by rejecting and returning filings in which Burns complained about conflicts of interest involving the Legal Aid Society of Westchester County’s representation of Burns in a pending criminal matter.

Burns asked to proceed without prepaying the filing fee, a status commonly called proceeding in forma pauperis. The opinion states that Burns was held at the Mid-Hudson Forensic Psychiatric Center and that he was proceeding without a lawyer.

Three-strikes rule

The Prison Litigation Reform Act bars a prisoner from bringing a new civil action without prepaying fees if the prisoner has had three or more prior federal actions or appeals dismissed as frivolous, malicious, or legally insufficient. An exception applies when the prisoner is in imminent danger of serious physical injury, meaning an immediate danger of serious physical harm.

Burns acknowledged that he had three qualifying prior dismissals. He argued that the imminent-danger exception applied because he was housed in a ward with four other patients who had tested positive for COVID-19, and because he was experiencing COVID-19 symptoms. The court applied the requirement that the alleged danger must be connected to the claims in the new action and that a favorable decision could remedy the injury.

Court’s ruling

The court concluded that Burns’s COVID-19 allegations concerned the conditions of his confinement at the psychiatric center, while his claims against Smith concerned Smith’s handling of Burns’s filings. A favorable decision against Smith would not remedy any injury related to Burns’s housing in the COVID-19 ward. The court therefore found that Burns did not qualify for the imminent-danger exception.

The court denied Burns’s request to proceed without prepaying fees and dismissed the complaint without prejudice under the three-strikes rule. It also denied fee-free status for an appeal after certifying that an appeal would not be taken in good faith, and directed the Clerk of Court to enter judgment dismissing the action. The opinion states that Burns may begin a new federal civil action by paying the filing fees, subject to the prisoner-complaint review required by federal law.

The authoritative version

Read the full 3-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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