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S.D.N.Y.Procedural orderFiled June 12, 2023

Egypt v. United States

Judge
Stewart Aaron
Docket
1:23-cv-02930
Court
U.S. District Court · Southern District of New York
Pages
13
Civil ProcedureTortPro Se
In one sentence

In Cleopatra Egypt v. Institute for Family Health, Judge Swain dismissed the dental-malpractice case for missing FTCA exhaustion allegations but allowed amendment.

Who this affects

Cleopatra Egypt’s FTCA dental-malpractice claims were dismissed at the pleading and jurisdictional screening stage, but she was allowed 30 days to replead. The Institute for Family Health and the U.S. Department of Health and Human Services Office of the General Counsel were the named defendants; the court treated the claims against the Institute as claims against the United States.

What happened

Cleopatra Egypt sued the Institute for Family Health and the U.S. Department of Health and Human Services Office of the General Counsel over alleged dental malpractice. She claimed that problems with examinations, treatment, dentures, and follow-up care caused severe pain and tooth loss, and sought $250,000 under the Federal Tort Claims Act.

The court dismissed the amended complaint because Egypt did not allege that she first filed an administrative claim with the federal government and received a final written decision, or that six months had passed without one. The court also ruled that the federal office was protected by immunity and that the proper defendant for the Federal Tort Claims Act claims was the United States. Egypt was given 30 days to file a second amended complaint addressing exhaustion.

Chief Judge Laura Taylor Swain issued the order on June 12, 2023. The court also denied fee-free status for any appeal, finding that an appeal would not be taken in good faith.

The detailed version

For law students, journalists, and other readers who want the full reasoning

Case
Egypt v. United States · No. 1:23-cv-02930
Judge
Stewart Aaron
Date
June 12, 2023

Background

Cleopatra Egypt appeared without a lawyer and brought claims under the Federal Tort Claims Act (FTCA), a law that allows certain claims for damages against the United States for torts committed by federal employees or covered health-center personnel. She alleged that the Institute for Family Health provided negligent dental care, including failing to provide a full set of X-rays, failing to address pain in teeth numbered 12 and 15, failing to replace a defective upper partial denture, and failing to provide adequate follow-up care. She alleged that the affected teeth were eventually extracted and that later dental treatment caused additional problems and continuing pain. She sought $250,000.

Egypt named the Institute and the U.S. Department of Health and Human Services Office of the General Counsel as defendants. The court accepted, for purposes of the order, her allegation that the Institute was covered by the FTCA because of its federal funding. The court explained that the United States, rather than an individual federal agency, is the proper defendant for an FTCA claim involving covered services.

Court’s analysis

The court first ruled that sovereign immunity barred claims against the Department of Health and Human Services Office of the General Counsel. Sovereign immunity generally prevents lawsuits against the federal government and its agencies unless the government has waived that protection. The FTCA provides a limited waiver, but it requires compliance with specific procedures.

Before filing an FTCA case in federal court, a claimant must generally submit a written claim for damages to the appropriate federal government entity, state the amount sought, and receive a final written determination—or wait six months without receiving one. The court found that Egypt had not alleged facts showing that she completed this administrative process or that six months had passed after filing an administrative claim. Because this requirement is jurisdictional, meaning it limits the court’s power to hear the case, the court concluded that it lacked subject-matter jurisdiction over the claims. It dismissed the claims against the Institute, treating them as claims against the United States, under the federal screening statute and the rule requiring dismissal when the court lacks jurisdiction.

Disposition

The court dismissed the amended complaint. It granted Egypt 30 days to file a second amended complaint alleging facts showing that she exhausted the FTCA’s administrative requirements. The second amended complaint must replace, rather than supplement, the amended complaint, so any facts or claims Egypt wishes to preserve must be included again. The court stated that no summons would issue at that time and that failure to comply could lead to judgment consistent with the order. It also certified that an appeal would not be taken in good faith and denied fee-free status for purposes of an appeal.

The authoritative version

Read the full 13-page opinion on CourtListener, the free public archive maintained by the Free Law Project.

Open opinion PDF →
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